Experience That inspires confidence

Dax has been in the financial services industry for over 25 years and has served as a financial advisor and supervisor for the duration of his career. He holds the AAMS, Accredited Asset Management Specialist designation. A native of Austin, Dax attended Texas State University where he received his BBA in Finance. He is a founder and served as Vice Chairman of the Board of Trustees for a local school, Veritas Academy. When away from the office Dax enjoys spending time with his wife, Jennifer and four daughters, Madeleine, Vivienne, Mary Margaret, and Elizabeth and coaching his girls in sports.

His volunteer efforts include serving with Mobile Loaves & Fishes and Meals on Wheels.

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Vice President - Wealth Management

Austin, Texas

June 2007 - Present

Wachovia Securities

Vice President - Investments

Austin, Texas

January 2001 - June 2007

PaineWebber

Financial Advisor

Austin, Texas

December 1998 - January 2001

Accomplishments

  • Accredited Asset Management Specialist (AAMS®) Designation
  • Recognized by TEXAS MONTHLY as a "Five-Star Wealth Manager"

Education

  • B.B.A. Finance, Texas State University, 1993

Licenses

  • Series 7, General Securities Representative
  • Series 8, General Securities Sales Supervisor
  • Series 65, Investment Advisor Representative
  • Life and Health Insurance Licensed: AZ, TX, OK

Personal & Community

  • Founder & served as Vice Chairman, board of trustees at a local grade school, Veritas Academy - Austin, Texas
  • 7th year of serving Hot meals to residents of East Austin through Meals on Wheels and more.
  • Supporter of Mobile Loaves & Fishes
  • Supporter of Work for LIfe Africa

Registered States:

AL, AZ, CA, CO, FL, HI, IL, IN, MD, MS, MT, NC, NM, NY, OK, OR, TX, VA, WA, WV