Experience Makes all the difference

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

First Vice President - Investments

Northfield, NJ

- Present

Prudential Securities

First Vice President - Investments

Linwood, NJ

June 1980 - February 2001

Accomplishments

  • Member, FINRA Arbitration Board Formerly National Association of Securities Dealers (NASD)
  • Member, New York Stock Exchange Arbitration Board
  • 28 years experience as a Financial Advisor
  • Recipient: Jaycees International Senatorial Award

Education

  • Graduate Degree, Honors, Pittsburgh Institute of Science
  • B.S., Honors, Spring Garden College

Licenses

  • Series 8, General Securities Sales Supervisor
  • Series 7, General Securities Representative
  • Series 63, Uniform Securities Agent
  • Series 65, Investment Advisor Representative
  • Life, Health, Long-Term Care, Variable Life Insurance and Variable Annuity Licensed: MA, NJ, PA

Personal & Community

  • Past President - Seashore Gardens Living Center, Atlantic County Crime Stoppers, Greater Atlantic City Jaycees
  • Member Miss America Security Committee (1995-2008)
  • Member Justice Masonic Lodge ; Founding Member of Justice Scholarship Foundation
  • Radio Guest, Tuesdays and Thursdays at 10:45 AM Eastern on WOND: The Financial Market Report
  • Guest lecturer on investing and financial markets at several local schools

Registered States:

AZ, CA, CO, CT, DC, DE, FL, GA, KS, LA, MD, NC, NJ, NM, NV, NY, OH, PA, SC, TN, TX, VA, VT, WA