Experience Makes all the difference

Derek G. Frosh, CFP®, CIMA®

Senior Vice President - Wealth Management
Portfolio Management Program Financial Advisor
336-726-8661
derek.frosh@ubs.com

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Our mission is to provide comprehensive financial advice and targeted portfolio management -- delivered with the highest level of personal service and professional integrity.  It's easier to make the right decisions when you're guided by advice you can trust -- advice that's focused on what matters to you most.  To that end, financial planning is at the core of our client relationships.

As a CERTIFIED FINANCIAL PLANNER™ or CFP® practitioner, Derek focuses on building a fully integrated financial plan for managing your wealth; looking at your current financial picture, identifying your goals, assessing your lending, saving and income needs, and finally, reviewing your estate and legacy goals.  As a Certified Investment Management Analyst or CIMA® professional, he then focuses on individual investment and security analysis, asset allocation, and efficient portfolio construction to minimize your risk, fees, and portfolio volatility helping you achieve the goals set forth in your plan.  Using a full range of global resources available at UBS, your strategy is implemented and progress tracked with ongoing communications -- building a relationship you can count on over time.

In addition to holding the CFP® professional and CIMA® professional certifications, Derek is FINRA registered, holding series 7 (General Securities Representative), 9/10 (General Securities Sales Supervisor), 63 (Uniform Securities Agent State Law), and 65 (Uniform Investment Advisor Law) securities licenses as well as life, accident & health and annuity licenses.

Derek earned a bachelor's degree in Finance from the Warrington School of Business at the University of Florida after serving eight years in the U.S. Marine Corps trained as a Russian linguist on a six man reconnaissance team.  Derek, his wife Joie, and their two children live in Winston-Salem and enjoy many outdoor activities in their spare time including: boating, skiing, kayaking, fishing, hiking and camping.


Registered States:
CA, FL, GA, HI, IL, KY, MD, MI, NC, TX


Jolynn S. "Joie" Frosh

Business Development Specialist
336-726-8662
joie.frosh@ubs.com

Jolynn "Joie" Frosh is FINRA registered holding series 7 and 66 securities licenses. She has been working with Derek in his practice since 2008. Joie directs all client communications for our group, providing market commentary pieces, investor education, newsletters, and timely market updates, all aimed at keeping you well informed. She also ensures that your review appointments are regularly scheduled. Ongoing communication is essential to maintain your strategic plan -- adjustments may be required as markets move and/or your life situations change. Joie earned a bachelor's degree in Finance from the University of Florida.


Registered States:
FL, HI, NC


Carolyn A. Finick

Client Service Associate
336-726-8690
carolyn.finick@ubs.com

Carolyn is our team's "concierge," focused and dedicated to providing exceptional customer service.  She is here to assist you with setting an appointment, placing trades, brokerage deposits, funds transfers, check requests, statements or tax reporting copies, fee questions, or gain/loss reports.

Carolyn places equal importance on every client's issues or concerns and sees them all through to completion.

Carolyn earned a bachelor's degree from High Point University in North Carolina.