Advice Built on experience

Elma Dunn-Mohan has been a Retirement Plan Consultant and Vice President - Wealth Management at UBS Financial Services Inc. since 2012. Prior to joining to UBS, Elma worked as a Customer Service Associate at Tucker-Anthony from 1989 to 2002. While at Tucker-Anthony, Elma exercised her skills successfully, and was promoted to a Financial Advisor in 1992. After Tucker-Anthony, Elma began working at Janney Montgomery Scott as a Financial Advisor from 2002 until 2012. Elma has earned her series 7, 63, 65, and 66 licenses, and as well as her life insurance license, health insurance license, and annuity insurance licenses. She lives in West Haven, CT with her husband Mark Mohan, and has 3 children and 3 grandchildren; Bryan, Amber, and Maggie.

Elma obtained the Chartered Retirement Plan Specialist designation (CRPS®) in 2011, which is a classification of individuals who specialize in creating, implementing, and maintaining retirement plans. Elma focuses on helping retirees and people transitioning from their working years to their retirement years. Elma has extensive experience in asset allocation, fixed income planning, and helping people with transitioning 401(k) assets upon retirement. Elma wants to understand your history, the values that inspire you, and of course, where you want your wealth to take you in retirement. Keeping those insights in mind, Elma will partner as your personal advocate to develop strategies that work in concert with one another to help fulfill your retirement goals.

 

Accomplishments

  • Certified Retirement Planning Counselor

Licenses

  • Series 63, 65, and 66
  • Life and Health Insurance
  • Annuities
  • Series 7

Registered States:

CO, CT, DE, FL, GA, MA, MD, MO, NC, NH, NJ, NV, NY, OH, PR, SC, TX, VA