Experience Makes all the difference

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

October 2003 - Present

Prudential Financial

Financial Advisor

Mesa, AZ

December 1996 - October 2003

Nuveen Investments

Training Director

Chicago, IL

May 1989 - March 1996

Accomplishments

  • Nuveen Advisory Council member
  • Top Gun - Number One Advisor from Prudential Securities 1997 Training Class B

Education

  • B.A. Economics and Management, Accounting, Albion College, MI, 1989

Licenses

  • Series 7, General Securities Representative
  • Series 63, Uniform Securities Agent
  • Series 65, Investment Advisor Representative
  • Series 6, Variable Contracts Representative
  • Life and Health Insurance Licensed: AZ, IL, CO

Personal & Community

  • St Mary's Foodbank Volunteer
  • Volunteer at J. O. Combs Elementary School
  • Kal Cunningham Charity

Registered States:

AZ, CA, CO, FL, GA, IL, IN, MD, MI, MN, MO, MT, NC, NH, NM, NV, OH, OK, PA, SD, TN, TX, UT, VA, WA, WY