Daniel has worked with the Short Wealth Management Group since 2014.   He successfully assists clients in managing all aspects of their wealth planning needs, through both good and often challenging market conditions along with his partner Senior Vice President and Senior Managed Account Consultant John Short III.

Daniel assists in creating customized Financial Plans and Investment Proposals for clients in order to help guide and prepare for future financial goals such as college savings, home purchases, and retirement.  He is also responsible for client acquisition and client relations.  Daniel works closely with John on portfolio construction and reviews for their valued clients.

Growing up in Thousand Oaks, Ca. Daniel earned a Bachelor of Science Degree in Business Administration from California Lutheran University, graduating Magna Cum Laude with an emphasis and Departmental Distinction in Finance.  He currently holds the Series 7 and 66 licenses, and continues ongoing training and education to provide the latest knowledge and expertise to the valued clients of the Short Wealth Management Group.

In his free time, Daniel pursues his passion for Health and Fitness, and athletic training.  He also enjoys giving back to the community through his volunteer efforts with the American Cancer Society and Rolling Thunder an organization that supports local veterans.

Daniel currently resides in Thousand Oaks, California.   

Registered States:
AZ, CA, CO, FL, IL, IN, MO, NC, NJ, NV, TN, TX, VA, WA

Kate has been in the financial services industry for over 15 years.  Graduating from UCLA with a Bachelor's in Political Science, Kate began her career in the Financial Services industry with Morgan Stanley before joining UBS in 2011. She held several different positions including Client Service Associate, Branch Manager's Assistant, and Operations Manager.

Kate takes pride in providing exceptional service to valued clients of the Short Wealth Management Group. She works closely with John and Daniel to make the client experience seamless and expeditious. She assists the Short Wealth Management Clients with often complex situations. Kate excels at problem solving, attention to detail, and multi-tasking. She enjoys providing a concierge level of service and helping clients achieve their financial goals.

In her spare time, Kate enjoys playing soccer, attending hockey games and traveling around the world.

She holds her Series 7, 66, and 31 securities licenses.

Registered States:
CA, CO, FL, HI, IA, IN, MA, MN, NC, NE, NV, VI, VT, WA