Experience That inspires confidence
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Vice President - Wealth Management |
Winston-Salem NC |
December 2005 - Present |
Legg Mason |
Financial Advisor/Portfolio Manager |
Winston-Salem NC |
November 1994 - December 2005 |
Alex. Brown & Sons, Inc. |
Financial Advisor/Portfolio Manager |
Winston-Salem NC |
June 1981 - November 1994 |
Accomplishments
- The Options Institute, Chicago Board Options Exchange, 1985
Education
- B.S.B.A. Management, Appalachian State University, 1978
Licenses
- Series 65, Investment Advisor Representative
- Life, Health, Variable Annuities and Variable Life Insurance Licensed in NC, TX
- Series 7, General Securities Representative
Registered States:
CA, DC, FL, GA, LA, MD, ME, MI, NC, NJ, NY, OH, OR, PA, SC, TX, VA, WA