Experience That inspires confidence

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Senior Vice President - Wealth Management

Beverly Hills

September 2004 - Present

Wachovia Securities

Vice President - Investments

Long Beach

June 1998 - September 2004

Prudential Securities

Vice President - Investments

Los Angeles/Long Beach

June 1998 - June 2003

TransAmerican First

Financial Consultant

Santa Monica

June 1996 - May 1998

National Football League

Assistant Manager of Operations

Los Angeles

October 1989 - June 1996

Accomplishments

  • Portfolio Strategist - Prudential Securities 2002
  • Certified Portfolio Manager - Certified by Prudential Securities 2001

Education

  • Santa Monica College, 1992

Licenses

  • Series 3, National Commodity Futures
  • Series 7, General Securities Representative
  • Series 63, Uniform Securities State Agent
  • Series 65, Investment Advisor Representative
  • State of California, Life and Health Insurance Licensed (#0C55836)

Registered States:

AZ, CA, FL, LA, NC, NY, OR, VA