Experience Makes all the difference

Tommy brings 25 years of experience helping clients manage their total financial picture.  Tommy emphasizes financial planning, retirement income for high net worth individuals, and families.

Tommy graduated from St. Ambrose University with a Bachelor of Arts in Business with concentrations in Finance and Marketing.

Tommy is an active member in his community.  He served on the St. Puis Church Council in Rock Island and is a Member of the Rock Island Kiwanis where he has served on the board. 

Tommy and his wife Kim, have lived in the Quad Cities their entire life.  They have one daughter and one son.  His hobbies include golf and euchre.

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Vice President--Investments

Davenport, IA

May 2007 - Present

Smith Barney

Vice President--Investments

Davenport, IA

October 1990 - May 2007

Education

  • B.A. Business, St. Ambrose University, Davenport, IA

Licenses

  • Series 7, General Securities Representative
  • Series 63, Uniform Securities State Agent
  • Series 3, National Commodity Futures
  • Series 65, Investment Advisor Representative
  • Life and Health Insurance Licensed: FL, IA, IL, KS

Personal & Community

  • Rock Island Kiwanis
  • Junior Achievement
  • St. Pius Church

Registered States:

AL, AZ, FL, IA, IL, KS, MN, TX, WA