Experience Makes all the difference

With over 100 years of industry experience, our team is well prepared to guide your family through all phases of your life. We’ve guided clients through bull and bear markets, economic expansions and recessions, periods of peace and times of war. Our resolve to grow and protect our clients’ future is well heeled in experience and knowledge.

Daniel Richard Adams

Senior Vice President - Wealth Management
Senior Portfolio Manager
860-437-2031
daniel.adams@ubs.com

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Dan Adams has been a financial advisor since 1987 and holds his General Securities Supervisor license. Drawing on his extensive experience, Dan develops highly personalized strategies to address the diverse needs of his client base. In concert with the specialists from the global team of resources at UBS, Dan offers clients a wide range of services, including:

  • Portfolio Management
  • Retirement Planning Services
  • Estate Planning and Trust Services
  • Life Insurance Analysis

Dan is a native of southeastern Connecticut and currently lives in Niantic, Connecticut. He has served on numerous boards and committees in the community, including Connecticut Sports Foundation Against Cancer, Annual Catholic Appeal, Lawrence and Memorial Hospital and Child and Family Services.


Registered States:
AL, CA, CO, CT, DC, FL, GA, IL, IN, MA, MD, ME, MI, MO, MS, NC, NH, NJ, NM, NY, PA, RI, SC, TX, UT, VA, VT, WI, WY


Seth Christopher Adams

Senior Vice President - Wealth Management
Senior Portfolio Manager
860-437-2035
seth.adams@ubs.com

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Seth is a Senior Portfolio Manager with over 20 years of experience in wealth management. He focuses on portfolio development, research, and implementation of investment strategies.  Seth manages our institutional, DVP and syndicate business. He monitors Initial Public Offerings (IPO's), secondary offerings of equities, as well as  fixed income, structured products and alternative investments. In addition, he directs our liability management and lending strategies for real estate, business investments, and personal and business lines of credit.

Seth was born and raised in Connecticut and is a graduate of Providence College. He lives in Old Saybrook with his wife, Katey, and their four children.


Registered States:
AL, CA, CO, CT, DC, FL, GA, IL, IN, MA, MD, ME, MI, MO, MS, NC, NH, NJ, NM, NY, PA, RI, SC, TX, UT, VA, VT, WI, WY


Garrett D. Hofer, CFP®, CIMA®

Senior Vice President - Wealth Management
Senior Portfolio Manager
860-437-2032
garrett.hofer@ubs.com

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Garrett is a native of Denver, CO. Garrett graduated with Honors from the University of Wyoming with a B.S in Finance and International Business. He has earned the following credentials:

  • CFP ® (a designation awarded by the Certified Financial Planner Board  of Standards, Inc.)
  • CIMA ® (Certified Investment Management Analyst: a designation awarded by the Wharton School  of Business)

Garrett performs comprehensive wealth forecasting and goal analysis for existing and prospective clients of Adams Wealth Management. He employs a planning-based approach to design strategic asset allocation strategies.  Additionally, Garrett specializes in: 

  • Stock option and concentrated stock analysis and execution strategies
  • Corporate Benefit maximization [401(k), Pension, Deferred Comp, Severance, etc]


Registered States:
AL, CA, CO, CT, DC, FL, GA, IL, IN, MA, MD, ME, MI, MO, MS, MT, NC, NH, NJ, NM, NY, PA, RI, SC, TX, UT, VA, VT, WI, WY


Daniel Richard Adams Jr.

Before joining UBS, Dan spent seven years working for investment management firms helping financial advisors with asset allocation and risk management solutions. He chose to become a financial advisor to have a greater impact helping individuals and families reach their financial goals. The foundation of his work is rooted in the philosophy that clients deserve honesty, competency, and respect. Having helped hundreds of financial advisors in his previous roles, he's learned what differentiates elite financial advisors and can confidently say that Adams Wealth Management provides world-class service, sound advice, and strong financial guidance.

 

Dan is a grauate of East Lyme High School and Clemson University.  He currently lives in Old Lyme with his wife Jillian.


Registered States:
AL, CA, CO, CT, DC, FL, GA, IL, IN, MA, MD, ME, MI, MO, MS, NC, NH, NJ, NM, NY, PA, RI, SC, TX, UT, VA, VT, WI, WY


Craig Taliento

Senior Wealth Strategy Associate
860-437-2021
craig.taliento@ubs.com

Craig manages the operational and administrative responsibilities at Adams Wealth Management. He holds many industry credentials, including his Series 7 General Securities license. Craig assists in the implementation and oversight of the investment strategies designed by the advisory team. He has over eighteen years experience in financial services and joined Adams Wealth Management in 2004. Craig is a native of Connecticut and a graduate of Lehigh University.  He lives in Old Lyme with his wife, Kim and three children.


Registered States:
AL, CA, CO, CT, DC, FL, GA, IL, MA, MD, ME, MI, MO, MS, MT, NC, NE, NH, NJ, NM, NY, PA, RI, TX, UT, VA, VT, WI, WY


Kathryn Nicole Montana

Client Service Associate
860-437-2038
kathryn.montana@ubs.com

Kathryn is a graduate of the University of Tampa, where she was an active member in the Honor Society in Education. She worked in New York assisting the president and director of sales for a world renowned fashion house. Kathryn is responsible for the administrative duties at Adams Wealth Management. In fashion and in finance, Kathryn has always used her outstanding organizational skills and commitment to excellence to provide superior client service and truly enhances the client experience at Adams Wealth Management.  Kathryn is from Connecticut and currently lives in Waterford with her family.