Experience Makes all the difference

The Brown Group of UBS Financial Services is focused on providing the highest level of wealth management available. Our mission to our clients is to offer the highest level of comprehensive planning and tailored asset management. Carolann, Michael, Amy and Katherine use their many years of experience and service to constantly broaden the expertise of the group and provide comprehensive financial advisory services to our clients.

Michael D. Brown

First Vice President - Wealth Management
877-843-8810
michael.d.brown@ubs.com
Visit my personal page

Connect with me on LinkedIn   Connect with me on LinkedIn

Michael has been a member of the Brown Group since 1998. After graduating from Boston College in 1997 Michael volunteered in inner city Los Angeles before joining Prudential Securities training program in 1998. Michael serves as a Financial Advisor within the group. With 14 years of experience Michael brings many years of knowledge in the financial markets and helping clients maintain and strengthen their resolve in working to achieve their life goals. Michael lives in Newport and is married with two children.


Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KS, MA, MD, ME, MI, MN, NC, NH, NJ, NM, NY, OH, OR, PA, RI, SC, TN, TX, VA, VI, VT, WA


Carolann D. Brown

Senior Vice President - Wealth Management
401-843-8810
carolann.brown@ubs.com

Carolann is the principal member of The Brown Group. A core focus on managing wealth and comprehensive financial planning has always been a significant part of her practice from the beginning of Carolann's wealth management practice.The most enjoyable aspect of Carolann's role in The Brown Group is being able to oversee the process of a client's needs being assessed , the implementation of a plan and then personally providing the asset management to deliver a client's goals. Above all Carolann values the time she spends with her family.


Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KS, MA, MD, ME, MI, MN, NC, NH, NJ, NM, NY, OH, OR, PA, RI, SC, TN, TX, VA, VI, VT, WA


Katherine Farnham

Senior Client Service Associate
401-843-8810
katherine.farnham@ubs.com

Katherine Farnham has worked in the securities industry for over twenty years. Katherine has been with the Brown Group since 2004. She is Series 7 registered to serve client's trading and administrative needs. Her objective is to provide superior client service and sales support. Katherine's lengthy experience and dedication to her profession have allowed her to consistently provide the exceptional client service clients of the brown group have come to expect. Katherine lives in Portsmouth, Rhode Island with her husband Ted and their two children.


Registered States:
AZ, CA, CO, DC, FL, MA, MD, NJ, NY, RI, SC, VA


Amy Kristine Springett

Client Service Associate
401-843-8810
amy.springett@ubs.com

I recently joined the Brown Group as one of our newest team members.   I graduated from Salve Regina University, with a major in Business Administration. I can assist with account questions, check requests, credit cards, account transfers, account opening.  I also oversee most of the direct deposits, on-line bill payments, Federal funds wire transfers and UBS debit and credit cards.  I am most often the voice that answers the phone.