Professional Experience

• Senior Vice-President - Investments, UBS Financial Services, Inc.: 1998-Present
• Small Business Owner, 1978-1998

Education 

• Graduate of University of North Carolina at Greensboro
• CERTIFIED FINANCIAL PLANNER™(CFP®), Georgetown University 
• Certified Investment Management Analyst(CIMA®), Wharton Business School

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, WA, WV, WY

Professional Experience

• Financial Advisor, UBS Financial Services, Inc., 2002-Present

Education

• Graduate of Northwestern University
• Graduate of Georgetown University, MBA
• Certified Investment Management Analyst(CIMA®), Yale School of Management

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, WA, WV, WY

Professional Experience

• Financial Advisor, UBS Financial Services, Inc., 2018 - Present
• Regional Vice President - Transamerica Retirement Solutions, 2016 - 2018
• Vice President - John Hancock, 2006 - 2016
• Financial Advisor - Morgan Stanley, 2002 - 2006

Education

• Graduate of Harvard University
• Graduate of Boston University, MBA
• Retirement Plans Associate (RPA), IFEBP/The Wharton School
• Chartered Retirement Planning Counselor (CRPC®), College for Financial Planning

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, WA, WV, WY

Professional Experience

• Financial Advisor - UBS Financial Services, Inc., 2018 - Present
• Wealth Planning Associate - UBS Financial Services, Inc., 2016-2018
• Equity Sales Associate - Edward D. Jones & Co., L.P., 2015-2016
• Client Associate - Edward D. Jones & Co., L.P., 2013-2015
• Financial Advisor - Edward D. Jones & Co., L.P., 2012-2013

Education

• B.A., Hampden-Sydney College
• Accredited Wealth Management Advisor (AWMA®), College for Financial Planning

Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, WA, WV, WY

Professional Experience

• Vice President - Wealth Management, UBS Financial Services, Inc., 2010 - Present
• Financial Advisor, Merrill Lynch, 2006 - 2010

Education

• Graduate of University of Maryland (Summa Cum Laude)
• CERTIFIED FINANCIAL PLANNER™ - (CFP®) - The American College
• Certified Private Wealth Advisor™ (CPWA® )- IMCA/Chicago Booth
• Certified Investment Management Analyst™ (CIMA®)- IMCA/The Wharton School
• Certified Divorce Financial Analyst™ (CDFA)- Institute of Divorce Financial Analysts
• Chartered Retirement Planning Counselor (CRPC) - College for Financial Planning

Registered States:
CA, DC, DE, FL, HI, IN, MD, NC, NJ, NV, NY, PA, SC, TN, TX, VA

Professional Experience

• Senior Client Service Associate & Operations Manager, UBS Financial Services, Inc., 2008-Present
• 18 years experience in financial services industry

Education

• Graduate of Mars Hill College
  
  

Registered States:
AZ, CA, DC, DE, MD, MT, NC, NJ, NY, PR, VA, VI

Professional Experience 

• Investment Associate & Business Manager, UBS Financial Services, Inc., 1998-Present
• 35+ years experience as a CPA, CFO, & COO

Education

• Graduate of Western Michigan University

Registered States:
CA, CO, DC, DE, FL, KS, MD, MT, NC, NJ, NY, PA, SC, TN, VA