Since 1980, Charles has been devoted to helping individual investors make informed investment decisions related to their short and long-term financial objectives. Charles holds a bachelor's degree from the Kelley School of Business at Indiana University.  He has also completed the rigorous training required to earn the CERTIFIED FINANCIAL PLANNER^TM certification from the College of Financial Planning and the Certified Investment Management Analyst® designation from the Wharton School of Business at the University of Pennsylvania.  In 2009, Charles was ranked on the nationwide list of Barron's Top 1,000 Financial Advisors.

Registered States:
AL, AZ, CA, CO, DC, FL, GA, IA, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OR, PA, RI, TN, TX, UT, VA, WI

Since 1984, Dawn has served in various capacities. After starting her career at L.F. Rothchild, she accepted a position at Prudential Securities in 1989 as the administrative manager of the high-yield institutional bond trading desk.  In 1995, Dawn moved to Fort Myers, FL and worked as the assistant to the branch manager.  After leaving Prudential in 1997, she joined UBS and Charles Todd Investment Consulting.  Today, Dawn works diligently to provide the highest level of service to our clients. In addition to being a licensed securities representative, she also holds licenses in life insurance and variable annuities.

Registered States:
FL, MI, NH, NY