Tom offers more than 20 years of financial services experience and focuses on retirement, estate, and insurance planning for individuals and small business owners. He works with clients to help them better understand and manage their financial risks as they pursue their personal goals.
Prior to joining UBS in 2007, Tom held portfolio manager and advisory roles at Mellon Private Asset Management and East Pacific Investment Company, Inc. He also traded options on the trading floors of the Chicago Board Options Exchange and the Chicago Board of Trade from 1998 through 2006.
Tom earned the Chartered Financial Analyst (CFA) designation in 1998, and in 2010, he attained the CFP® designation of Certified Financial Planner™. In 1995, he was awarded an MBA in Finance from Hawaii Pacific University.
Tom is on the board of directors of the Phoenix CFA Society and previously served as the President. He & his wife, Mylene, live in Scottsdale, AZ with their four children.
Registered States:
AK, AZ, CA, CO, CT, FL, HI, ID, IL, MN, NC, NJ, NM, NY, PA, SC, TX, UT, VA, WA