After more than 35 years in the financial services industry, Chris strongly feels that life events and financial transitions represent the greatest opportunities and challenges for his clients. The right decisions can accelerate your progress toward financial security, while the wrong ones can exacerbate what may already be a difficult time in your life.

Chris lives in Fairfield, CT with his wife Lynn and their children Ryan, Cooper and Campbell. In his spare time Chris enjoys golf, skiing, travel and spending time with his family. Chris earned a Bachelor of Science degree in business administration from the University of Connecticut and is now a lifelong Husky fan.

Chris joined UBS in 2014 after spending the previous 31 years at Morgan Stanley and predecessor companies. He earned his Portfolio Manager credentials in 1995, earned the CERTIFIED FINANCIAL PLANNER™ certification in 2005 and two years later earned credentials as a Certified Retirement Plans Specialist (CRPS®).

Chris has made a commitment to continued professional development that parallels his commitment to the future well-being of his clients. They know they can depend on him for caring, thoughtful advice that is always given with their needs in mind and helps them address their most daunting challenges.

Registered States:
CA, CO, CT, FL, GA, MA, MD, NC, NH, NY, OH, PA, SC, TN, TX, UT, VA, WA

Carol joined UBS Financial Services in 2018.  Previously, she worked for Smith Barney, Commonfund,  and Raymond James Alex Brown as a Senior Registered Associate servicing both institutional and retail clients.  Carol's primary area of focus is providing operational support and customer service.  She holds a B.A. in economics from Rollins College and is Series 7 licensed. Carol resides in New Canaan, Connecticut with her husband and three children.

Registered States:
CO, CT, FL, IL, NJ, NY