Senior executives face a unique set of challenges by virtue of their compensation structure. We have deep experience with many local companies, including Procter & Gamble, General Electric, Cintas, Cincinnati Bell and The Kroger Co.

With complicated equity award packages—as well as potentially complex tax consequences—executives need specialized advice. We have a number of solutions designed to address these needs.

Executive compensation
Our team is well positioned to help manage the complexities of equity compensation plans.

• Concentrated stock services (monetization, hedging)
• Stock option solutions
• Restricted securities (liquidation and risk management)
• Experience in hedging and lending strategies (collateral loans, OTC option collars, etc.)
• Estate planning strategies with executive compensation

Integrated financial and retirement planning
Our comprehensive and customized services integrate company benefits and compensation strategies with your personal financial life. We can help you:

• Understand the company compensation and benefit plans
• Determine short- and long-term financial goals
• Develop long-term financial plans addressing: retirement, estate, taxes, insurance and investment management
• Develop an implementation plan

Our planning process begins with a series of meaningful conversations. We then work with you to establish a comprehensive financial plan that prioritizes your personal and business goals.

Managing your wealth goes beyond managing your money. By actively listening, we’ll discover what’s important to you and work together to make a plan to help you achieve it.

An integrated plan
Our goals-based approach to planning can help you see the connections between each area of your financial life, including insurance and liability, education funding, retirement, trust and estate and philanthropy.

A lifetime financial strategy for you and your family
We are committed to building long-lasting relationships so we monitor and adjust your plan to make sure your strategy is continually optimized. This helps ensure we keep pace with fluctuating markets, changing tax laws and your evolving family needs. Critical elements of our planning process include:

• Retirement planning
• Family needs planning
• Credit and lending
• Business succession planning
• Executive compensation
• Insurance and liability management
• Estate planning strategies

Bringing together the best resources
We are trusted by our clients to work directly with their accountants and estate attorneys, whether we’re helping with tax planning or advising on the most prudent strategies for building a legacy.

As discretionary portfolio managers, we tailor your asset allocation and risk management to your unique situation. We’ll help make sure you are prepared for opportunities and protected in times of market turbulence.

Our direct access to global resources offers timely perspectives, customized investment planning and a fully integrated suite of financial solutions.

Portfolio management focused on asset allocation
Our team works with you to determine an asset allocation strategy appropriate to your goals. We’re nimble and flexible, honing in on the investment mix that’s right for your situation.

Steady guidance for managing risk
By listening and aligning with your objectives, we focus on strategies that allow for sensible growth and help mitigate risk. We communicate regularly and track performance, rebalancing and making adjustments for life changes and economic conditions.

Helping to safeguard multigenerational wealth
We understand the connections between wealth and family, and we’re committed to having a multigenerational impact on your life. We provide education on philanthropy and participation strategies for the next generation.

In today’s world, you need to understand how all the pieces of your complex life can affect your pursuit of important financial goals. Our integrated services provide you with a clear and consistent approach to managing your wealth.

Our goal is to simplify your financial life with a proactive approach to managing your wealth. We offer a full range of services because our aim is to be helpful in every aspect of your financial life.

Attention with a personal touch
We are highly engaged, communicating with our clients at least once a month, including special events, quarterly reviews and at least two in-person meetings a year.

Customized client service
Clients rely on our client service team for a host of critical financial and administrative needs. Our entire team is accessible and flexible, building long-lasting relationships by offering robust service that anticipates your needs.

The perspective of a global leader
We draw upon the heritage of UBS AG, one of the world’s leading wealth management firms built on a 150-year tradition of serving some of today’s wealthiest individuals and families. This dynamic worldwide presence provides us with extensive reach and the distinct advantage of the firm’s global perspective, insights and resources.