A real relationship Helping you pursue your life's goals

Signature Wealth Management




1000 Main Street
26th Floor
Houston, TX 77002

We understand what it takes to run a successful business. It begins with dedicated individuals inspired to be the best and achieve the best for their company. And when it comes to providing the best solution for administering an equity compensation plan, it’s more important than ever to choose the right team. Talk to us about how we can deliver administration and participant support services that help you manage your plans with confidence. Our goals are clear: improving your plan’s flexibility and efficiency, while simplifying your daily involvement. We offer fully integrated solutions and, more importantly, advice—both to your organization as well as your plan participants and their families.

  • Equity award specialists for over 20 years
  • Professional wealth managers for over 20 years
  • Bobby Fisher and Greg Klenke named Top Advisors*

Our mission statement

Our mission is to manage our clients’ assets with steady, long-term increases based on the overall secular market conditions. As a seasoned investment team, we understand market challenges and the need for a conservative approach to managing assets. Over time, we believe this approach will provide the opportunity for the consistent compounding of capital.

What’s different about UBS

A double advantage
We draw on our expertise with your company’splan and the resources from one of the leading wealth management firms. It’s a powerful combination.

A signature approach
Life is about much more than your assets. If you open a full-service account, we can take a comprehensive approach to planning that encompasses your entire financial picture.

From funding college to planning for retirement, from buying a vacation home to protecting your wealth, health and family—UBS can help you not just build wealth, but manage it, preserve it and most importantly, use it to live life on your terms.

What should you do with your equity award?

Good question. The Signature Wealth Management group has an in-depth understanding of your company’s equity plan, so we can help you make confident decisions about your award, whether you’re calling about vesting, buying shares, selling options or any other aspect of your plan.

But a better question to ask us is what should you do with the opportunity? Our experience in wealth management helps us understand the critical role equity can play in your financial life. Your award can turn into a bigger opportunity than you may have thought.

How we work with you

Analytics and strategy

Assist executives on the “how” and “when” to take stock options

  • Experienced in stock option analysis
  • StockOpter Personal Equity Compensation Profile
  • Monetization strategies
  • Insider trading plans—Rule 10b5-1
  • SEC filings for Section 16, Rule 144
  • Form 4 filing
Executive efficency

Simple, effective and quick transactions and communications

  • Account Access and Logistics
  • Account opening and funding
  • Wires and money transfers
  • Rollovers, tax reporting questions
  • Online services setup and navigation
  • Communication with CPA and attorney
Next phase planning

Holistic planning for every stage of life

  • Executive lifestyle planning
    Put multiple and disparate investment portfolios into context to respond to your goals and cash flow needs
  • Liquidity options
    Lines of credit and mortgage solutions
  • Generational wealth transfer/estate planning
    Access and coordinate with client’s legal and tax advisors
  • Promotion, retirement, B2B transfer
    Transition analysis
  • Philanthropic giving
    Donor-advised fund, CRT/CLT, and foundations
Investment management

Investment management designed to offset equity concentration risk

  • Multiple portfolios designed to meet your needs
  • Knowledgable about using options and alternative investments to help reduce volatility
  • Tools: Bloomberg, Equity Desk, Institutional Sales Desk, outside institutions, Technical and Global Research

Groundbreaking participant insights from UBS

As part of one of the world’s leading wealth management fi rms, we give you access to fi nancial knowledge that can help participants make wise choices, as well as global resources that can make your equity plan program stronger.

UBS Participant Voice
A first-of-its-kind publication dedicated to understanding what’s important to your participants.

UBS Equity Award Value Index™
A groundbreaking tool for measuring how employees perceive the value of their equity compensation.

UBS Leadership

  • 170 clients around the globe
  • Support for all equity plans
  • Respected industry leader

Bobby Fisher and Gregory Klenke have been recognized as industry leaders.

  • Bobby Fisher, Barron's Top 100 Financial Advisors, 2013, 2014, 2015, 2016
  • Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016
  • Financial Times Top 400 Financial Advisor, 2015
  • Barron's Top 1,000 Financial Advisors, 2011, 2012, 2013
  • WealthManagement.com Top 100 Wirehouse Advisors, 2014


Get a clearer view of your wealth. With My Total Picture, a feature of UBS Online Services, you’ll be able to see your financial information all at the same time.
Mike Ryan, Chief Investment Strategist, Wealth Management Americas, gives his outlook for investors in the fourth quarter.

Increase the impact of equity awards

The UBS Equity Award Value Index™