Expertise you can count on



The Harmon Financial Group joined UBS Financial Services Inc. in 1997 and, with more than 90 years of combined investment experience, manages client assets in excess of $600 million.

The group uses a team-based approach to helping clients pursue their financial goals and objectives. Service and education are top priorities, and a main focus is to help clients develop and implement personal financial structures that address their particular objectives and are consistent with their individual risk tolerances. This approach is facilitated by the fact that each professional on the team concentrates on a different segment of financial planning and services, but as a whole the group is able to deliver comprehensive solutions.

The team offers a financial planning process that includes attending its complimentary educational workshops. These workshops are designed to provide individuals with a solid foundation of knowledge before starting the financial planning process. The group is continually invited to speak at various corporations and organizations on topics ranging from "How to Plan for a Successful Retirement", & "How to Make Prudent Investment Decisions" to "How to Accomplish Effective Professional Portfolio Management." After attending one of the educational seminars, prospective clients assess their objectives and risk tolerance through a complimentary consultation with the Financial Advisors.

The Harmon Financial Group works with accountants, lawyers and other advisors to help clients implement and monitor their plans. The team frequently hosts other professionals to be guest speakers for their numerous educational workshops.

MDC Financial Advisors


Teri Harmon
Teri Harmon, CFP®, CIMA®, CRPC®, CMFC®
Managing Director – Wealth Management
Certified Divorce Financial Analyst (CDFA™)
Chartered Life Underwriter (CLU)
562-624-5770
teresa.harmon@ubs.com

Jose A. Moreno
Jose A. Moreno, CFP®
Senior Vice President – Wealth Management
Wealth Advisor
CERTIFIED FINANCIAL PLANNER™ (CFP®)
Corporate Stock Benefit Consultant
562-624-5771
alberto.moreno@ubs.com
Visit my personal page

Michael B. Dye
Michael B. Dye, CRPC®
First Vice President – Wealth Management
Chartered Retirement Planning Counselor (CRPC®)
Wealth Advisor
Corporate Stock Benefit Consultant
562-624-5772
michael.dye@ubs.com
Visit my personal page

Oliver Cervantes
Oliver Cervantes, CRPC®
Vice President – Wealth Management
Chartered Retirement Planning Counselor (CRPC®)
Corporate Stock Benefit Consultant
Wealth Advisor
562-624-5773
oliver.cervantes@ubs.com
Visit my personal page

Dakota Lee Murphy
Dakota Lee "Cody" Murphy
Financial Advisor
800-931-0517
dakota.murphy@ubs.com
Visit my personal page

Wendy A. Keeler
Wendy A. Keeler, RP®
Investment Associate
562-624-5775
wendy.keeler@ubs.com

Matt Gorham
Matt Gorham
Client Service Associate
562-624-5774
matt.gorham@ubs.com

Alejandro Moreno
Alejandro "Alex" Moreno
Client Service Associate
562-624-5776
alejandro.moreno@ubs.com

Marissa Michelle Roncancio
Marissa Michelle Roncancio
Client Service Associate
562-624-5778
marissa.roncancio@ubs.com


The Harmon Financial Group

The Harmon Financial Group

301 E. Ocean Blvd
Suite 1600
Long Beach, CA 90802
562-624-5770
800-931-0517
855-532-4287 fax
Contact Us get directions


Teri Harmon, CFP®, CIMA®, CRPC®, CMFC®
Managing Director – Wealth Management
Certified Divorce Financial Analyst (CDFA™)
Chartered Life Underwriter (CLU)
Jose A. Moreno, CFP®
Senior Vice President – Wealth Management
Wealth Advisor
CERTIFIED FINANCIAL PLANNER™ (CFP®)
Corporate Stock Benefit Consultant
Michael B. Dye, CRPC®
First Vice President – Wealth Management
Chartered Retirement Planning Counselor (CRPC®)
Wealth Advisor
Corporate Stock Benefit Consultant
Oliver Cervantes, CRPC®
Vice President – Wealth Management
Chartered Retirement Planning Counselor (CRPC®)
Corporate Stock Benefit Consultant
Wealth Advisor
Dakota Lee "Cody" Murphy
Financial Advisor
Wendy A. Keeler, RP®
Investment Associate
Matt Gorham
Client Service Associate
Alejandro "Alex" Moreno
Client Service Associate
Marissa Michelle Roncancio
Client Service Associate
Account Login
Remember me

First-Time User
Enroll Now
View Mailbox

Market Update

Year Ahead 2013
Cashin on the Markets
Top of the Morning Podcasts