Employing a comprehensive, yet focused, approach to your financial situation, we can provide customized investment strategies designed to help you pursue your individual needs and goals. We view this as an in-depth approach to your investment and financial life – taking into account your total asset and liability needs.
James Lynn, CIMA®, CRPS®
With his clients, Jim emphasizes comprehensive Wealth Management. This includes retirement and education planning, insurance and estate issues, charitable giving, and business considerations. In addition to serving a small group of High Net Worth families, Jim serves a variety of corporations, institutions, foundations, and charities. Jim attended the University of Kansas and received a Bachelor of Science in Chemical Engineering. He lives in Barrington, Rhode Island with his wife and two sons. Community involvement is important to Jim's family. They focus their time towards underserved youth and education.
AZ, CA, CT, DE, FL, GA, IA, IL, IN, KS, LA, MA, ME, MI, MO, NC, NJ, NY, OR, PA, RI, SC, SD, TX, UT, VA, WA, WI
Richard T. Urban
With more than 36 years of investment and wealth management experience, Rick concentrates on helping his clients attain their long term financial goals, whether it be overall wealth building or specific objectives such as retirement or education funding. This entails developing an individualized strategy for each client, implementing a deliberate program, and monitoring the results. He is also able to draw on the knowledge of experts in law and accounting to aid his clients in advanced estate and tax concerns. Rick earned his Bachelor of Science in Engineering from the New Jersey Institute of Technology and his MBA from Fairleigh Dickenson University. Prior to joining UBS Rick served in the United States Air Force where he rose to the rank of Captain.
AZ, CA, CT, DE, FL, GA, IA, IL, KS, KY, LA, MA, ME, MI, NC, NJ, NY, OR, PA, RI, TX, UT, VA, WA, WI
Cody Monroe Burnett, AWMA®
With his background as a financial planner, Cody aims to deliver a comprehensive and bespoke approach to wealth management. Focused on corporate executives and business owners, this process considers retirement and estate planning as well as business transition, equity compensation, specialty lending, and philanthropic concerns ultimately culminating in giving meaningful context to our client's financial decisions. Cody attended the University of Rhode Island where he studied journalism and cultural anthropology. He currently lives in Newport RI and enjoys surfing, travel, and photography as well as getting involved in causes that he is passionate about; wildlife and the environment being at the forefront of these.
AZ, CA, CT, DE, FL, GA, IA, IL, KS, LA, MA, ME, MI, NC, NH, NJ, NY, OR, PA, RI, TX, UT, VA, WA, WI
Lauren Maria Brennan, CFP®, CRPC®
With Lauren's background in retail bank management, she understands the unique financial needs and service expectations of our clients. As a CERTIFIED FINANCIAL PLANNER ™ practitioner Lauren specializes in personal financial planning which allows her to navigate clients through a comprehensive, mutually defined process designed with their priorities and goals in mind. Lauren is a 2005 graduate of Rhode Island College where she received her Bachelor of Arts in History and Political Science. She lives in Boston's seaport district and enjoys golfing and boating in her spare time. She also sits on the board of directors for a local charitable organization, Community Boating Center located in Providence, RI.
AZ, CA, CT, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, ME, MI, MO, NC, NJ, NY, OK, OR, RI, SC, TX, UT, VA, WA, WI
Amy Elizabeth DeSantis
Client Service Associate
As a Client Service Associate Amy's primary focus is to deliver highly efficient operational and administrative support. Her responsibilities include acting as a liaison between clients and financial advisors and bringing a personal touch relationship management in order to better understand and serve client's needs. Amy grew up in close family of five in El Paso, Texas before relocating to Rhode Island where she earned her Master of Arts in Special & Elementary Education at Johnson & Wales University. She currently lives in Johnston, RI where she enjoys getting involved in community activities surrounding education and spending time with her dog, Brownie.