Everything changed for Tom after he received a life-saving liver transplant in 2005. Born with a congenital liver disease, this new lease on life renewed his appreciation of family and friends, increased his intention to have an impact on his community, and gave him an even stronger commitment toward improving the lives of his clients.
Tom currently has more than 20 years of experience with the global equity markets. He began his career with Prudential Securities in 1994, and joined UBS in 1999. He directs the team's financial planning discipline. By taking the time to develop a tailored plan that is specific to each client's financial goals, needs, and risk tolerance, Tom incorporates wealth preservation tactics, retirement planning solutions, and estate planning strategies.
Given the many factors that are required for a smooth and successful sale, acquisition, or transition of a business, Tom encourages his clients to work with him well ahead of the event. He has extensive experience working with owners and potential buyers and their families from the initial stages of planning through assessing ownership structures to obtaining financing. Importantly, Tom helps his clients wholly understand the impact that a business transition may have on their personal financial goals. Should your needs require, Tom will also provide you additional expertise and insight from key specialists in private equity, M & A advisory services, risk management, business succession, and estate plannning.
Education and Professional Achievements: Tom earned a B.S. in International Business from State University of New York. He has obtained the title of Portfolio Manager, and has received the prestigious Wealth Advisor and Chartered Retirement Plans Specialist (CRPS) designations, as well as the Certified Exit Planning Advisor (CEPA) title.
Tom is very active in his community, working with a support group that counsels patients with liver disease, and is a former American Liver Foundation Board member. He is an avid distance runner whose inspiring story was featured in the December 2011 edition of Runners World magazine. A Long Island native, Tom and his wife live in San Diego with their daughter and two sons.
Registered States:
AL, AZ, CA, CO, DE, FL, GA, HI, ID, IL, LA, MA, MD, MI, MO, NC, NE, NJ, NM, NV, NY, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI