Employing a comprehensive, yet focused, approach to your financial situation, we can provide customized investment strategies designed to help you pursue your individual needs and goals. We view this as an in-depth approach to your investment and financial life – taking into account your total asset and liability needs.
Mark R. Serruto
Mark's 27 year career as an investment professional began at Kidder, Peabody & Company in New York in 1983 where he was a Partner and Senior Vice President. He later joined PaineWebber in 2000. Mark has extensive experience in equity strategy, stock selection and fixed income. He uses these tools plus the resources of the Firm to help develop customized solutions for high net worth individuals and corporations. Mark received his BA from The University of Virginia, where he was the captain of the wrestling team. Mark resides in Short Hills, NJ with his wife Ellen and his five children.
AZ, CA, CO, CT, DC, FL, GA, ID, IL, IN, KY, LA, MA, MI, MT, NC, NJ, NY, OH, PA, RI, TX, VA, VT, WA, WI, WY
Justin has been with UBS for 11 years. He works extensively with individuals and institutions in areas including but not limited to individual equities, managed money, asset allocation and fixed income. Justin also executes portfolio transactions and monitors client portfolios to assure proper asset allocation. He currently holds Series 3, 7, 9 and 66 registrations as well as an Insurance and Annuities License. Justin graduated from Fordham University with a BA in Economics. He resides in Staten Island, NY with his wife Jennifer.
AZ, CA, CO, CT, DC, FL, GA, IL, KY, MA, MI, MT, NC, NJ, NY, PA, TX, VA, VT, WA