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UBS Wealth Management


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Where does the investor with complicated investment needs find the personalized service and attention he or she requires? As a firm with vast resources, we are equipped to address these complex issues. We recognize that high-net-worth investors need sophisticated wealth management strategies, individualized portfolio design and periodic reviews.

Some of the benefits our team offers include:

  • Personalized attention to financial goals
  • A well-defined and structured investment strategy
  • Strength in numbers: Our team has different experiences and perspectives working in concert for the benefit of the client
  • A broad range of investment and financial products and services
  • UBS Wealth Management Research  
Learn about Our Team
Smith Investment Group
Smith Investment Group
316-612-6550
866-311-9752
316-612-6590 fax
sig@ubs.com
Team Members:
Dean O. Smith
Senior Vice President - Investments
dean.smith@ubs.com

David K. Neal
Vice President - Investments
david.k.neal@ubs.com

Rebecca Bruce Smith
Account Vice President
rebecca.smith3@ubs.com

Tracy K. Ruddle
Senior Registered Client Service Associate
tracy.ruddle@ubs.com

John D. Jenkins
Vice President - Investments
john.jenkins@ubs.com

Michele M. Horton
Financial Advisor
michele.horton@ubs.com

Deborah S. Farnham
Senior Registered Client Service Associate
deborah.farnham@ubs.com

Managing Wealth


Is your plan for retirement still on track?
It is never too late or too early to start saving for retirement
What should you think about before you transition into retirement?

Experiencing UBS

The UBS Client Experience
Research Tailored to Private Clients
Personalizing Your Financial Plan

Our Perspective
Corporate Profile CorporateProfile.pdf (211kb)
Our Market Outlook Our_Market_Outlook.pdf (169kb)
Smart Choices for Managing Your Money cash_and_credit.pdf (543kb)
The Benefits of Asset Allocation and Rebalancing Benefits_ofAssetAllocation_Rebalancing.pdf (75kb)
Your Retirement: Make Confident Decisions About Your Retirement your_retirement.pdf (416kb)
The New Roth Revolution roth_revolutioin.pdf (326kb)
Wise Choices Quarterly Newsletter wise_choices.pdf (258kb)
ERISA EXTRA Newsletter erisa_extra.pdf (193kb)
Lending Solutions Circular Lending_Circular.pdf (587kb)
News

Update on UBS's current trading performance
U.S. cross-border case and information for U.S. taxpayers with accounts at UBS overseas locations

Spotlight Articles

Is your financial portfolio in balance?
Market Outlook: Has the rally passed you by? What you can do  (441kb)
Make your cash work harder for you

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