Knowledge. Guidance. Success.

Stonegate Wealth Management Tony Randall Smith, William E. Richardson, Jerry G. Duncan, Mark Sommer, Christopher Compton, Matthew C. Brown, James Walter Allen

Stonegate Wealth Management


phone

205-977-7070





address

2005 Stonegate Trail
Suite 101
Birmingham, AL 35242



Stonegate Wealth Management is a boutique practice serving affluent families and select institutions by creating focused, tailored investment management and wealth planning solutions. Our combined experience, along with our access to the global expertise within UBS and across the industry, allows us to provide distinctive insights through a collaborative team approach.

The foundation of our business is the ability to offer independent and objective advice aligned with your best interests. Count on us for:

  • Knowledgeable, objective guidance and a fully integrated approach to wealth management
  • Independent advice and global resources to help protect and grow the wealth you entrust us to manage

Christopher Compton, Tony Smith and Jerry Duncan have been recognized among the top advisors in the country

  • Christopher Compton, Tony Smith, Forbes Best-In-State Wealth Advisors, 2018
  • Tony Smith, Jerry Duncan, Barron's Top 1,200 Financial Advisors, 2014 - 2018
  • Tony Smith, Jerry Duncan, Barron's Top 1,000 Financial Advisors, 2009 - 2013
  • Tony Smith, Financial Times Top 400 Financial Advisers, 2014 - 2015
  • Jerry Duncan, Financial Times Top 400 Financial Advisers, 2015 - 2016

One team. One mandate. You.

With over $3 billion in assets under management,* we maintain an exclusive practice for a select group of multigenerational families. We dedicate the time needed to provide outstanding results and service and build the kind of trusted relationships that endure the test of time.

We start by creating a comprehensive plan that incorporates your complete financial life and long-term ambitions. Our solutions are designed to accomplish these objectives by integrating efficient tax and estate planning strategies with forward-looking investment and risk management.

The objectivity, discipline and focus you deserve

For more than 25 years, we have helped manage customized strategies for families and institutions geared toward their unique objectives. You have a relationship with our team, not just with one person. Clients communicate directly with the team members managing their portfolio and receive well-researched perspectives on specialized strategies available on our open architecture platform.

 
Multigenerational advice from a multifaceted team

Each generation is important to us so we take the time to understand your family wealth dynamics and the important decisions you face. Operating as a multi-family office, we provide an exceptional degree of service to clients who have achieved success in their personal and professional lives. With dedicated financial planning specialists, we offer timely strategies designed to grow, protect and transfer wealth.

 
Customized asset management focused on you

The foundation of our investment process is fundamental security analysis to support our focus on the potential for consistent long-term growth. We believe in, and our clients deserve, a focus on return of capital, which is paramount to the return on capital. Our security selection process is simple: buy interests in great businesses at attractive prices and recognize the risks. Our investment style is flexible, providing the ability to tactically allocate and hedge positions as market conditions dictate.

 
Comprehensive research

UBS Investment Bank and Wealth Management Research provide a global network of strategists and analysts to shape our view on particular market and company trends. In addition to the firm’s research, we also have access to third-party research and analytical technology. Our team is equipped to stay abreast of all market developments and make objective decisions when it comes to security selection and market strategy.


A custom approach to integrated services

We collaborate with you and your other trusted advisors to help create integrated solutions for familyspecific and philanthropic goals, incorporating investment management, estate and tax planning and trust and charitable giving strategies.

We have experience in pre- and post-liquidity planning, connecting you with advisory specialists to facilitate capital markets transactions, complex planning and the structure of your charitable vehicles. Accessing the deep resources of UBS, our team is positioned to address the realities of today’s economy and to help meet the wide range of your sophisticated needs.

We call this approach: Advice. Beyond investing.

Our services

We provide a fully integrated approach to wealth management by offering value-added services for affluent family groups. Offering knowledgeable, objective guidance in all aspects of wealth management, we attentively serve our clients.

  • Asset management
  • Trust and estate planning strategies
  • Liquidity planning
  • Philanthropic planning
  • Lending
  • Institutional consulting
  • Alternative investments
  • Concentrated stock strategies
  • Investment banking resources
  • Insurance advice and review

At home and around the world

UBS AG is a leading global financial services firm serving a diverse client base that includes affluent individuals, corporations, institutions and governments. With a team of specialists with expertise in a range of disciplines, we work in all major markets around the world.


The benefits of working with Stonegate Wealth Management

We believe clients trust Stonegate Wealth Management because:

  • We are committed to risk management in helping to protect and compound the wealth we are entrusted to manage
  • We are experienced investment professionals well-versed in markets and complex family and institutional circumstances
  • We offer independent and objective advice on investment strategies, strategic planning and client-specific goals
  • We provide dedicated client service, delivered as a team, to a select client base with the strictest confidentiality



Insights

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