Experience Makes all the difference

We believe that by taking a comprehensive approach as early as possible, we can help you pursue your financial goals more effectively. We can help design a flexible wealth management plan that is appropriate for you and your family, while also taking advantage of potential tax-saving opportunities and our experience in helping manage assets.*

* Neither UBS Financial Services Inc. nor any of its employees provide legal or tax advice. You must consult with your legal or tax advisor regarding your personal circumstances.

Philip Ochs, IV

Senior Vice President - Wealth Management
513-792-2149

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Phil works primarily with high net worth families, business owners and corporate executives. With over 3 decades of industry experience, Phil's mission is to help clients clearly identify their goals and to develop strategies to help make those goals become reality. His areas of focus include portfolio construction, risk management strategies and alternative investments.

Phil’s career as a financial advisor began in 1987 after graduating from Hanover College with a double major in economics and sociology.  His licenses include Series 7, 24, 63, and 65 as well as life, health, and annuity insurance licenses. He was named by Forbes to their 2020 & 2019 Best-In-State Wealth Advisors lists. 

Phil and his wife of over 30 years, Christy, have a daughter and a son. He enjoys traveling, golf, skiing, reading and spending time with friends and family. Phil has formerly coached youth sports and served on the boards of Fellowship of Christian Athletes, 1st Priority of Cincinnati and Cincinnati Hills Christian Academy Friend of Fine Arts.


Registered States:
AL, AZ, CA, CO, CT, FL, GA, HI, IL, IN, KY, LA, MA, MD, MI, MO, MT, NC, NJ, NY, OH, OR, PA, SC, TN, TX, VA, WI, WY


Shawn Simmons, CFP®

Senior Vice President - Wealth Management
513-792-5141

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For over 30 years, integrity and hard work have been the centerpiece of Shawn’s career as an advisor. He works with a diverse client base comprised of high net worth families, business owners, and retirees.  Shawn is a true financial mechanic.  He rolls up his sleeves and examines every aspect of a client's financial life.  This helps Shawn ensure all aspects of a client's finances are fine-tuned and working as efficiently as possible. Shawn works hard to remain at the forefront of the latest developments in wealth planning and investment strategy.

A graduate of Indiana University with a Bachelor of Science degree in finance, Shawn attained his CERTIFIED FINANCIAL PLANNER™ (CFP®), Advisory & Brokerage Services designation in 2000. He holds the Series 7, 24, 63 and 65 securities licenses as well as life, health and annuity insurance licenses. He was named by Forbes to their 2020 Best-In-State Wealth Advisors list.

Shawn’s spare time activities include carpentry, skiing, golf, and hiking with his dog Toby. He and his wife Kim have two daughters. While he currently supports several charities, he is most active with the Peppermint Pig Animal Rescue. He formerly served as President of his local school’s athletic booster board.


Registered States:
AK, AL, AZ, CA, CO, CT, FL, GA, HI, IL, IN, KY, LA, MA, MD, ME, MI, MN, MT, NC, NH, NY, OH, OR, PA, SC, TN, TX, VA, WI, WY


Gregory Takas

Senior Vice President - Wealth Management
513-792-2170

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Greg is an investment advisor who works with a range of clients from corporate executives to the "millionaire next door."  Greg excels in assisting clients in all aspects of their financial lives.  He especially enjoys assisting clients in making the transition from their working lives to their retirement lives.  Greg's areas of focus include portfolio construction, retirement planning and risk management strategies.

Greg began his career as a financial advisor in 1989 after earning his B.S. degree in Business Administration from Miami University. He majored in Finance with a minor in International Business. He also studied abroad at Regents College in London, England.  He has licenses that include Series 7, 24, 63, and 65 as well as life, health, and annuity insurance licenses.

 Greg is active in the community through his church and Boy Scouts of America. He enjoys running, cycling, hiking and playing in an adult hockey league.


Registered States:
AL, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KY, LA, MA, MD, MI, MT, NC, NY, OH, OR, PA, SC, TN, TX, VA, WI, WY


Jon W. "Wayne" Scott, CFP®

First Vice President - Wealth Management
513-792-5143

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Wayne is an investment advisor who works with clients from all walks of life.  He especially enjoys assisting the clients who need help the most.  Investments and personal finance can be very overwhelming to some.  Wayne takes the time and goes the extra mile to make sure clients understand their situations and his recommendations.  Wayne's areas of focus include portfolio construction, insurance strategies and business development.

Wayne graduated from Ohio State University with a major in marketing. He attained his CERTIFIED FINANCIAL PLANNER™ (CFP®), Advisory & Brokerage Services designation in 2000. His securities licenses include Series 7, 63 and 65 as well as life, health and annuity insurance licenses.

Wayne and his wife Beckey live in Milford with her menagerie of animals.  They have two daughters, Delaney and Riley.  Wayne spends his free time golfing, travelling, volunteering at his church and serving on the board of The Hearing, Speech and Deaf Center of Cincinnati.


Registered States:
AL, AR, AZ, CA, CO, CT, FL, GA, HI, IL, IN, KY, LA, MA, MD, MI, MO, MT, NC, NY, OH, OR, PA, SC, TN, TX, VA, WI, WY


Garry N. "Neil" Binegar, CFP®

Vice President - Wealth Management
513-792-2113

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Neil serves as the team's financial planner.  He works with clients to develop financial plans that capture and review their goals, savings strategies, investments, debts, risk management, estate planning, and tax projections.  Neil has a true gift for explaining complex issues in an easy to understand manner.

Neil received his B.S.B.A. in Accounting from Xavier University, his J.D. from the University of Louisville School of Law, and his M.B.A. from the University of Cincinnati. Neil attained his CERTIFIED FINANCIAL PLANNER™ (CFP®), Advisory & Brokerage Services designation in 2009. Prior to joining UBS, Neil practiced as an estate planning attorney and as a tax C.P.A. Neil has more than 25 years of experience providing tax*, estate, and investment planning services.

In his spare time Neil enjoys kayaking, skiing, photography, and travel. Neil lives in Clifton with his wife, Megan, and their daughter. The family can often be seen in the Graeter's on Ludlow Ave.


Registered States:
AL, AZ, CA, CO, CT, FL, GA, HI, IL, IN, KY, LA, MA, MD, MI, MT, NC, NY, OH, OR, PA, SC, TN, TX, VA, WI, WY


Jordan Burger

Senior Wealth Strategy Associate
513-792-2188

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Jordan assists the team in creating comprehensive financial plans for our clients and implementing tailored solutions including investments, savings and distribution plans, lending, insurance, and estate planning.

Upon graduating from the Ohio State University with a double major in Economics and Psychology, Jordan began his career in financial services in 2011. He holds the Series 7 and 66 securities licenses as well as life and health insurance licenses.

Jordan is active with Junior Achievement of OKI Partners supporting work-readiness, entrepreneurship, and financial literacy skills in local schools. Among many interests, Jordan especially enjoys golf, live music, and cooking. He and his wife Brittany adore their pets – a big dog and a small cat.


Registered States:
AL, AZ, CA, CO, FL, GA, HI, IL, IN, KY, LA, MA, MD, MI, MN, MO, MT, NC, NJ, NY, OH, OR, PA, SC, TN, TX, VA, WI, WY


E. Lynne Hack

Senior Client Service Associate
513-792-2173

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Lynne works closely with clients to handle all aspects of account administration, transactions and reporting.  Lynne enjoys talking with, and more importantly, listening to clients.  Simply by listening and asking the right follow-up questions, she is constantly uncovering additional ways we can assist a client. Lynne has over 25 years of experience in the financial services industry. She is a graduate of Xavier University with a Bachelor of Science degree. Lynne has her Series 7 and 63 securities licenses.

When not working, Lynne enjoys traveling around to Pickleball tournaments in different states with her husband. When not playing sports, she enjoys hiking, reading, and quilting.


Registered States:
FL, IN, KY, OH


Vickie L. Stanforth

Senior Client Service Associate
513-792-5146

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Vickie has been in the financial services industry for 35 years. Her experience with client services includes IRA administration, banking and investments.  Vickie has developed a reputation for fixing any issue.  She is a graduate of Miami University with a B.S. in finance and holds the Series 7 and 63 securities licenses.

Vickie and her husband Dave have two daughters. She enjoys spending time with family and friends, travelling, and is a big Miami hockey fan.


Registered States:
CA, IN, KY, MI, OH


Christine Katlein

Senior Client Service Associate
513-792-2401

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Chris oversees our team's client communications, scheduling, and event planning. Frequent interaction with our clients is vital to providing true wealth management services. Chris keeps our office running smoothly and helps us to keep in touch with our clients. Prior to joining our team, Chris worked in retail and real estate sales.

Chris enjoys golfing, yoga, spending time with her grandson and family, traveling and camping.  She teaches 8th grade catechism at St. Susanna's and likes to volunteer at the Ronald McDonald House whenever possible.