Our offices in Washington D.C. and New York
Our team combines personalized multigenerational wealth management for individuals and families with institutional consulting and retirement plan services for businesses. We help private investors and executive employees develop comprehensive wealth management strategies, including the integration of pension and retirement plan benefits.
In today’s complex economy, you require an experienced team that delivers sophisticated solutions and comprehensive planning for all aspects of your financial life. Providing access to valuable resources and expertise is central to our approach. By working closely with your accountants, attorneys and our broad network of financial professionals, we can incorporate all perspectives into one integrated approach.
Personal wealth management
The lives of today’s wealthy families are complex. It’s more important than ever to have the steady guidance of an experienced team that understands the challenges you face throughout life’s important personal and business milestones. Our team provides the expertise to manage your investment needs and the commitment to engaging each generation of your family, offering thoughtful education and advice to meet your planning goals.
Financial and estate planning strategies
Our approach begins with a full understanding of your vision for the future, whether you are navigating life’s milestones, managing a business transition or planning your legacy. We have the experience and the network to address the complexities of your estate and philanthropic needs.
Investment solutions focused on mitigating risk
By listening and aligning with your objectives, we focus on asset allocation strategies that allow for sensible growth and help mitigate risk. As we implement your investment strategy, we communicate regularly and track performance, rebalancing and making adjustments for life changes and economic conditions.
Whether you are developing a business succession strategy, managing a large liquidity event, planning your estate or building your legacy, our team can work with you and your tax and legal advisors to develop tax-advantaged solutions.
Banking and lending solutions
We’ll work with you to find solution to both sides of your balance sheet. We offer both commercial and personal lending solutions so you can get credit you can count on, whether you need a securities backed loan, a mortgage or a competitive credit card.
We consistently strive to anticipate your needs and ensure that you understand the thought process behind our solutions. We stay on top of the latest and most prudent financial thinking and share that expertise through monthly contacts, quarterly performance evaluations, and one-on-one meetings and financial plan reviews.
Corporate and executive services
We work closely with institutional clients to design, implement and monitor their investment program. We will work with you and your employees to keep up with changing regulations, stay on top of requirements and ensure your incentive plans are attracting and retaining top talent. By accessing the intellectual capital of UBS, we combine global insights and analyses with an open architecture mix of managers and funds.
Retirement and incentive plans
With complicated 401(k) and defined benefit packages—as well as potentially complex tax consequences—employees need targeted advice from a team of specialists.
Understanding that executives and insiders face regulatory challenges buying and selling stock, we will help formulate a predetermined and systematic trading plan that satisfies liquidity needs in an efficient and compliant manner.
Making the ESOP decision
Business is personal, and so is the decision to exit your company. We’ll help you understand all aspects of this life-changing event that could result in one of the most significant liquidity transactions you’ll ever make.
Endowments, foundations and not-for-profits
Organizations seek out our expertise for their fiduciary responsibilities. We have deep experience providing insights and delivering a comprehensive plan to investment committees and trustees for your organization’s unique financial situation.
Fiduciary liability is a primary concern for many institutional clients. We acknowledge our responsibility in writing and will help you develop an investment process to address fiduciary obligations.