• Understanding equity compensation, including: 
  • Stock Options
  • Employee Stock Purchase Plans
  • Restricted Stock Award/Units
  • Stock Appreciation Rights
• General investment education
• Asset allocation
• Financial planning¹
• Retirement planning services²
• Estate planning strategies³

Our CEFS Financial Advisors are uniquely qualified to work with your employees, as they are specially trained in equity compensation and your company's specific plan. They can work with you to develop the appropriate seminar or program for your employees and deliver it either onsite or online.

To reach a CEFS representative, call 1-866-706-2727 (Monday - Friday, 9:00 a.m. - 5:00 p.m., ET) or e-mail us at CEFS@ubs.com with your name, title, company and contact information.





¹ Financial planning services are provided in our capacity as registered investement advisor representatives.

² Depending on the employees' needs, we can help them implement their retirement strategies through both our brokerage and advisory capabilities.

³ Neither UBS Financial Services nor its employees provide tax and/or legal advice. You must consult with your attorney and tax advisors regarding your personal circumstances.

UBS Financial Services Inc. is a subsidiary of UBS AG.