Premier Advisory Services1 for Your Executives
For your company's executives in the U.S., UBS Corporate Employee Financial Services® (CEFSSM) offers Premier Advisory Services, a high touch service designed to give your executives the timely and sophisticated financial information they need to be successful and efficient.
Delivered through CEFS Financial Advisors, our Premier Advisory Services feature: - Personalized stock plan notification programs: Communications on timely stock plan events, such as new grants, grant and award vestings, and expiring options.
- One-on-one consultations: Focus on topics of relevance to the executive (e.g., wealth management, asset allocation, advanced stock option strategies and retirement planning services2).
Specialized Services for Insiders
Managing and diversifying concentrated company stock positions are often a challenge faced by executives. UBS offers Section 16 Insider programs that include: - Section 16 insider trade reports: Transaction pre-clearing and reporting on transactions to assist with Form 4 filings.
- 10b5-1 trading plans: Pre-arranged trading plans that provide your executives with more flexibility in their trading opportunities.
To reach a CEFS representative, call 1-866-706-2727 (Monday - Friday, 9:00 a.m. - 5:00 p.m., ET) or e-mail us at CEFS@ubs.com with your name, title, company and contact information.  1 2
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