Stock Options

• Comprehensive outsourcing solution for clients and plan participants
• Recordkeeping, daily plan balancing and share pool tracking, along with plan reports, tax withholding and settlement processing
• Selection of full or partial administration for both Non-Qualified and Incentive Stock Option grants
• Support of multiple option exercise types and our multilingual website provides portfolio modeling and services your employees' exercises and account inquiries online

Employee Stock Purchase Plans (ESPP)

• Recordkeeping, purchase calculations, share allocations and disqualifying disposition tracking for Section 423 Qualified plans
• Plan reporting available for corporations, along with disqualifying disposition notification for participants
• Online employee enrollment
• QUICKSale^SM, a transaction allowing participants to sell shares at the time of purchase

Restricted Stock Awards

• Recordkeeping, transfer and sales of shares resulting from both Restricted Share Awards and Restricted Stock Units vesting
• Online capabilities to elect tax payment and share distribution methods, sell fully vested shares and specify cash and share delivery instructions

Stock Appreciation Rights Awards

• Services mirror Stock Option grant administration
• Corporate clients' choice of settlement in either cash or stock

To reach a UBS representative to assist you with plan information, call 1-866-706-2727 (Monday-Friday, 9:00am-5:00pm ET) or e-mail us at CEFS@ubs.com with your name, title, company and contact information.

Note: Neither UBS Financial Services Inc. nor its employees provide tax or legal advice.  You must consult with your attorney and tax advisors regarding your personal circumstances.  UBS Financial Services Inc. is a subsidiary of UBS AG.