UBS - Portfolio Management Programs

Many investors want to delegate authority for their investments to a trained professional. One option is to give this authority to a qualified UBS Financial Advisor. An investor can take comfort in knowing their portfolio is being handled by someone who understands their needs and goals, and who can draw on the strength of UBS resources.

¹ Two Sources of UBS Research are available to you as a UBS client. One source is UBS Wealth Management Research. UBS Wealth Management Research is part of UBS Global Wealth Management & Business Banking (the UBS business group that includes, among others, UBS Financial Services Inc. and UBS International Inc.), whose primary business focus is individual investors. The second source is UBS Investment Research. UBS Investment Research is part of UBS Investment Bank, whose primary business focus is institutional investors. Because both sources of information are independent of one another and reflect the different assumptions, views and analytical methods of the analysts who prepared them, there may exist a difference of opinions between the two sources.

² The annual fee, payable quarterly, does not include certain expenses, such as markups or markdowns in principal transactions, retirement or Resource Management Account (RMA, a premier central asset brokerage account) services, exchange fees and transfer taxes.

For a more complete discussion on terms and conditions, please see the Portfolio Management Program Account Application and Agreement and Form ADV Disclosure Brochure and contact your Financial Advisor.

It is important that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. While we strive to ensure the nature of our services is clear in the materials we publish, if at any time you seek clarification on the nature of your accounts or the services you receive, please speak with your Financial Advisor or call 201-352-9999.