Your investment needs are unlike anyone else's. Shouldn't your investment strategies be unique as well? Your Financial Advisor takes the time to find out about your goals so that he or she can create a strategy that makes sense for you.
In delivering the UBS Client Experience, your Financial Advisor can focus on your situation and financial objectives in the beginning of and throughout your relationship. It begins with your Financial Advisor listening to you and taking the time to gain a clear understanding of your needs.
Based on your financial goals, your Financial Advisor will propose and implement investment solutions suited to your situation by leveraging the firm's global resources. Periodic reviews allow your Financial Advisor to work with you, help you monitor your portfolio and adapt to changing conditions.
A broad range of investments and services
Your Financial Advisor has access to comprehensive investments and services designed to meet a wide array of investment objectives, including:
- Capital appreciation
- Generating income
- Managing portfolio or single stock risk
- Short-term cash management
- Tax minimization
You can find additional investment education information at Path to Investing, the Securities Industry and Financial Markets Association's online educational resource.1
1 By clicking here, you will be leaving this site. UBS Financial Services Inc. is not responsible for the content of external sites.
It is important that you understand the ways in which we conduct business and the applicable laws and regulations that govern us. As a firm providing wealth management services to clients in the U.S., we are registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser and a broker-dealer, offering both investment advisory and brokerage services. Though there are similarities among these services, the investment advisory programs and brokerage accounts we offer are separate and distinct, differ in material ways and are governed by different laws and separate contracts.
It is important that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. While we strive to ensure the nature of our services is clear in the materials we publish, if at any time you seek clarification on the nature of your accounts or the services you receive, please speak with your Financial Advisor or call 201-352-9999.