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UBS Homepage > Wealth Management US > Your Relationship With UBS > Account Forms > Qualified Plan Forms
Qualified Plan Forms
The account forms and related documents provided by UBS Financial Services Inc. are intended for use by, and distribution to, individuals, corporations, businesses and partnerships residing/domiciled in the United States. The documents are not intended for use by, or distribution to, any person, corporation, business and partnership residing/domiciled outside of the United States.

Plan Document Restatement Questionnaires (PDQs)
Forms to use when restating an existing UBS Financial Services Inc. qualified plan prototype plan document for IRS-mandated changes.
401(k) Plan Document Restatement Questionnaire
Money Purchase Plan Document Restatement Questionnaire
Profit Sharing Plan Document Restatement Questionnaire
SIMPLE 401(k) Plan Document Restatement Questionnaire

Sample Forms
Forms for the administration of qualified retirement plans (not to be returned to UBS). UBS Financial Services Inc. makes no representations or warranties regarding the accuracy or completeness of the documents contained herein.
Qualified Retirement Plan Application for Distribution
Qualified Retirement Plan Distribution Notice
Qualified Retirement Plan Designation of Beneficiary
Qualified Retirement Plan Automatic Rollover Notice
401(k) Safe Harbor Contribution Notice
SIMPLE 401(k) Plan Contribution Notice

Additional Documents
Documents that support your qualified plan.
Economic Growth and Tax Relief Reconciliation Act of 2001 (EGTRRA) Questions & Answers

Related Links
Qualified Retirement Plans

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