Erik L. Puffenberger
James "Jeb" Slaven
Jeb Slaven joined UBS in 2008 as part of Chicago's Private Wealth Management office, and took over as Complex Operations Manager of the Greater Columbus Complex in October 2010. The holder of a BA degree in Economics from Denison University, Jeb subsequently earned his Series 7, 66, 9 and 10 securities licenses, as well as Ohio Life Insurance and Variable Annuity licenses. Jeb is also working on completing his MBA from the Fisher College of Business at The Ohio State University.
Katrina E. Hardacre
Katrina started in the financial services industry in 2000 as a high school intern with Paine Webber. Through the McDonald Investments acquisition in 2007, she rejoined UBS. She holds her Series 7, 66, 9 and 10 licenses and has held various roles, including registered client service associate, branch administrative manager and complex administrative manager. As the current Complex Control Officer, Katrina is responsible for ensuring the complex is in compliance with risk management guidelines by establishing relationships with advisory teams. Katrina and her family live in Lancaster.