Experience That inspires confidence

For more than 35 years, I have been helping plan sponsors strengthen their employee
retirement plans. I focus on delivering insights and results in three key areas within corporate retirement planning:

  1. sponsor and participant success,
  2. investment consulting
  3. fiduciary guidance.

I provide in-depth knowledge and experience to retirement
committees with a well-documented process designed to help them comply with fiduciary
responsibilities and optimize participants' retirement outcomes.

To me advising a 401(k) plan is not just about investments and fees. It's about the people and their families and helping them feel confident about their future.


Capabilities to impact your life and wealth

Evaluate plan design, the investment menu, fiduciary liability, fee and service benchmarking, and participant retirement readiness in order to determine where things are today and discuss opportunities for improvement going forward.

Outside the office
– I gratefully served as Chairman of the Investments Committee of
Junior Achievement of Wisconsin and current Board Member
– I enjoy speed skating and I am an International Starter. I am one of
just 24 individuals who qualify to be a Starter at the Olympic Games
– My wife, Bernadette, and I enjoy spending time with our two
wonderful children, BJ and Erica, both of whom are doctors

 

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Senior Retirement Plan Consultant

Milwaukee, WI

- Present

Accomplishments

  • Plan Advisor Top 100

Education

  • Marquette University BSBA Accounting
  • Certified Investment Management Analyst
  • Chartered Retirement Plans Specialist
  • Accredited Investment Fiduciary
  • Chartered Retirement Planning Counselor

Licenses

  • Series 7, 63, 65

Personal & Community

  • Chairman of Investment Committee Junior Achievement of Wisconsin
  • Executive Commitee Junior Achievement of Wisconsin

Registered States:

FL, IL, MA, MI, MN, TN, TX, WI