Experience That inspires confidence

For more than 30 years, Bruce has been helping
plan sponsors strengthen their employee
retirement plans. He focuses his practice on
delivering insights and results in three key areas
within corporate retirement planning: sponsor and
participant success, investment counseling, and
fiduciary guidance. He provides in-depth
knowledge and experience to retirement
committees with a well-documented process
designed to help them comply with fiduciary
responsibilities and optimize participants'
retirement outcomes. To Bruce, advising a 401(k) plan is not just
about investments and fees. It's about people, families and helping
them feel confident about their future.
Capabilities to impact your life and wealth
– Addresses several priorities for each relationship; including clarifying
needs, identifying goals, and implementing plan changes to drive
outcomes
– Evaluates plan design, the investment menu, fiduciary liability, fees,
service providers and participant retirement readiness in order to
outline where things are today and discuss opportunities moving
forward
My professional achievements and education
– Certified Investment Management Analyst®
– Chartered Retirement Plans Specialist®
– Accredited Investment Fiduciary®
– Certified Portfolio Manager®
– Chartered Retirement Planning CounselorSM
– Series 7, 63 and 65 licenses
– B.S.B.A. Accounting, Marquette University
Outside the office
– Gratefully served as Chairman of the Investments Committee of
Junior Achievement of Wisconsin
– I enjoy speed skating and I am an International Starter. I am one of
just 24 individuals who qualify to be a Starter at the Olympic Games
– My wife, Bernadette, and I enjoy spending time with our two
wonderful children, BJ and Erica, both of whom are doctors

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

First Vice President – Wealth Management

Milwaukee, WI

- Present

Accomplishments

  • Plan Advisor Top 100

Education

  • Marquette BSBA Accounting
  • Accredited Investment Fiduciary
  • Certified Behavior Finance Analyst
  • Level 1 CFA

Licenses

  • Series 7, 63, 65

Personal & Community

  • Chairman of Investment Committee Junior Achievement of Wisconsin
  • Executive Commitee Junior Achievement of Wisconsin

Registered States:

FL, IL, MA, MI, MN, TN, TX, WI