Knowledge Powered by experience

Stella Llamas

Senior Client Service Associate
818-377-8853
stella.llamas@ubs.com

Stella is a seasoned veteran with over 40 years of wealth management experience. She has worked with Charles Isaacs for the past 13 years and brings a range of expertise and welcomed experience to our team.

 


David A. Paller

First Vice President - Wealth Management
Financial Advisor
Senior Portfolio Manager
818-377-8870
david.paller@ubs.com
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David has more than 29 years of wealth management experience. In terms of his professional credentials, David is a FINRA-Registered General Securities Representative, Registered Investment Advisor Representative, and holds life insurance and variable annuity licenses. David ran his own Registered Investment Advisory practice, "Paller Financial Advisory Services' from 1994 to 2004 in Encino. David received a B.A. from UC Berkeley in International Relations, with honors.

 


Registered States:
AZ, CA, CT, DE, FL, HI, ID, MA, MD, MN, NJ, NV, NY, OR, PA, TX, VA, WA, WI


Susan Romaine, CFP®

First Vice President - Wealth Management
Financial Advisor
Senior Portfolio Manager
818-377-8832
susan.romaine@ubs.com
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Sue has 18 years of wealth management experience. Sue is a FINRA-Registered General Securities Representative, Registered Investment Advisor Representative, and holds licenses for life insurance, health insurance, variable annuities and commodities. In addition, Sue has been a Certified Financial Planner ™ since 2003. Sue received her B.A. degree in Government/Political Science from The College of William and Mary.

 


Registered States:
AZ, CA, CT, DE, FL, GA, HI, ID, MA, MI, MN, NJ, NV, NY, OR, PA, SC, TX, VA, WA, WI


Thomas K. Rockel

Wealth Strategy Associate
818-377-8865
thomas.rockel@ubs.com

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Thomas graduated in 2016 from the University of Delaware with a major in Finance and a minor in History. Throughout college, he has held multiple finance department internship positions ranging from non-profit education to commercial real-estate. He currently holds his Series 7 license and is pursuing the Series 66 license.

 


Registered States:
CA, DE