Senior Client Service Associate
Stella is a seasoned veteran with over 40 years of wealth management experience. She has worked with Charles Isaacs for the past 13 years and brings a range of expertise and welcomed experience to our team.
David A. Paller
David has more than 29 years of wealth management experience. In terms of his professional credentials, David is a FINRA-Registered General Securities Representative, Registered Investment Advisor Representative, and holds life insurance and variable annuity licenses. David ran his own Registered Investment Advisory practice, "Paller Financial Advisory Services' from 1994 to 2004 in Encino. David received a B.A. from UC Berkeley in International Relations, with honors.
AZ, CA, CT, DE, FL, HI, ID, MA, MD, MN, NJ, NV, NY, OR, PA, TX, VA, WA, WI
Susan Romaine, CFP®
Sue has 18 years of wealth management experience. Sue is a FINRA-Registered General Securities Representative, Registered Investment Advisor Representative, and holds licenses for life insurance, health insurance, variable annuities and commodities. In addition, Sue has been a Certified Financial Planner ™ since 2003. Sue received her B.A. degree in Government/Political Science from The College of William and Mary.
AZ, CA, CT, DE, FL, GA, HI, ID, MA, MI, MN, NJ, NV, NY, OR, PA, SC, TX, VA, WA, WI
Thomas K. Rockel
Thomas graduated in 2016 from the University of Delaware with a major in Finance and a minor in History. Throughout college, he has held multiple finance department internship positions ranging from non-profit education to commercial real-estate. He currently holds his Series 7 license and is pursuing the Series 66 license.