Experience
Makes all the difference
Diane Hart has been working in the financial services industry for almost 30 years. Prior to her
position at UBS, she was a Senior Vice President at Bank of America International Private Banking for
ten years. She joined the UBS team in 2007 and specializes in international banking, trusts, lending,
and investment services. Diane is fluent in Chinese, Taiwanese, and English. She serves a broad
spectrum of ultra-high net worth clients located in multiple countries including Taiwan, Hong Kong,
China, and the United States. She enjoys traveling and has visited almost 20 countries throughout
her experiences.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Managing Director Wealth Management |
Pasadena |
May 2007 - Present |
Bank of America |
Senior Vice President |
Pasadena |
January 1997 - April 2007 |
Sun Hung Kai Funds Management |
Vice President |
Hong Kong |
November 1989 - February 1991 |
Security Pacific Funds Management |
Assistant Manager |
Taiwan |
July 1987 - November 1989 |
Accomplishments
- 2019 Forbes Best-In-State (SoCal) Wealth Advisors #53
- UBS Chairman Council member, 2011, 2018, 2019
- UBS President Council member, 2008,-2010, 2012 - 2017
- 2019 Forbes Top 250 Women Wealth Advisors #77
Education
- Takming University of Science and Technology, Taipei Taiwan, Major in International Business
- Golden Gate University, Master of Science in Finance
Licenses
- Life, Health Insurance Licensed CA, #0C39920
- Series 7, General Securities Representative
- Series 63, Uniform Securities State Agent
- Series 66, Investment Advisor Representative & Uniform Securities State Agent
Registered States:
CA, GA, HI, IL, MA, MN, MO, NJ, NV, NY, OR, PA, RI, TX, UT, VA, WA