Knowledge, experience, leadership And the confidence to pursue your goals

Jim is the Market Head for Greater New England of UBS Wealth Management Americas where he oversees the domestic business within 11 offices in and surrounding Boston as well as the Northern New England area. He oversees approximately 270 financial advisors and over $50 billion in client assets. With a focus on providing unparalleled service to both employees and clients, Jim has worked to create a culture that he refers to as "the Best Place in Town." The Best Place reflects the best most competent Financial Advisors, the best most competent Client Service Associates, the best most tenured operations team, the most supportive and responsive management team, and lastly the most professional facility and environment. Jim's aim for the Greater New England Market is to be the firm of choice for Wealth Management advice in the communities we serve.

Jim joined UBS in 2009 as the Complex Director of the 200 Park Avenue, New York office. Jim has over 35 years' experience in the financial services industry. Jim held numerous roles including, Client Service Associate, Financial Advisor, Sales Manager, Branch Manager, and Complex Director. After 14 years as a club level producer Jim decided he was more passionate about coaching and helping his employees reach their full potential.

Jim received his Bachelor of Science in Finance from the University of Connecticut in 1983. Jim and his wife, of 35 years, Maureen, reside in Hingham, MA. Jim has three children, Megan, Michael, and Stephen and two grandchildren, Madison and Sawyer. Jim sees his career as a means to end and works diligently to balance his commitments to both UBS and his family. Jim enjoys spending quality time with his family, skiing, boating, and vacationing together.

Professional Experience





UBS Financial Services Inc.

Market Head

Greater New England Branch

December 2011 - Present

UBS Financial Services Inc.

Managing Director

New York City Branch

February 2009 - December 2011

Morgan Stanley Smith Barney

Senior Vice President

January 1984 - January 2009


  • Market Area of the Year - UBS Greater Boston


  • University of Connecticut

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