I have more than 30 years of experience in the financial services industry.  Prior to joining the firm in 1994, I was a financial consultant with the Chicago office of Smith Barney.  As a UBS Financial Advisor, I regularly consult with my clients that include associations, corporations, municipalities, high-net worth individuals, foundations and endowments, enabling them to appropriately position their investment portfolios.  I believe that diversification and asset allocation aligned to a client's profile, time horizon and risk tolerance are critical to investment success. 

As a graduate of the University of Notre Dame with a B.B.A. in finance, I hold licenses in Series 3, 7, 8, 63 and 65, as well as life and health insurance.  I have also earned the Certified Financial Planner™ (CFP®), Certified Investment Manager Analyst^SM (CIMA®), and Accredited Investment Fiduciary® (AIF) designations.  A past member of the NASD Board of Arbitrators, I am active in the Investment Management Consultants Association (IMCA) and the Financial Planning Association® (FPA). 

• Past Member, NASD Board of Arbitrators
• Global Consultants Forum - Brandes Investment Partners
• Member, Investment Management Consultants Association
• Presidents Club Level Award, UBS Financial Services Inc.
• Member, Financial Planning Association

• Accredited Investment Fiduciary® (AIF)
• B.B.A. Finance, University of Notre Dame
• Certified Financial Planner™ (CFP)
• Certified Investment Management Analyst℠ (CIMA)

• Series 3, 7, 8, 63, 65
• State of Illinois, Life and Health Insurance Licensed

AZ, CA, FL, IA, IL, MA, MN, NC, PA, RI, TX, WI