Knowledge, experience, leadership And the confidence to pursue your goals

Our team specializes in retirement income planning, educational funding, structures for charitable giving, and estate planning. We work with affluent families, individual clients, closely held businesses and non-profit organizations to emphasize total portfolio management. We are committed to providing strategies tailored to the unique needs of each client and strive to deliver customized consulting, wealth planning and investment advice with outstanding service.

We work in concert with our client families' other trusted advisers-their attorneys, accountants, insurers, business managers and tax advisors. We are proud that many of these advisors have recommended our services to their own clients who need a high level of wealth management. In addition, our internal team of professional specialists helps ensure our clients have access to the highest degree of advice in the areas of residential lending, insurance, annuities, long-term care, corporate retirement plans and trust estate strategies.

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Senior Vice President - Wealth Management

Pasadena

January 2009 - Present

Merrill Lynch

Vice President, Senior Financial Advisor

Pasadena

October 1983 - January 2009

Accomplishments

  • President's Award 2011 University of Southern California Alumni Association
  • Wealth Advisor UBS Financial Services

Education

  • CERTIFIED FINANCIAL PLANNER™ (CFP®)
  • Chartered Retirement Pension Counselor (CRPC®)
  • American College CFP Certification Curriculum
  • Master's degree from Boston University in International Finance
  • Bachelor's degree from the University of Southern California in International Relations & History

Licenses

  • Series 7, General Securities Representative
  • Series 31, Future Managed Funds Examination
  • Series 63, Uniform Securities State Agent
  • Series 65, Investment Advisor Representative
  • State of California, Insurance Agent License (#0B34489)

Personal & Community

  • Kathleen enjoys traveling around the world and watching her beloved Trojans with her husband, Bob, son Devon and their Abyssinians Ginger & Elliot
  • Chief Financial Officer, USC Town & Gown
  • Board of Directors of Glendale Memorial Health Foundation
  • Special Appointment Board of Governors, University of Southern California Alumni Association
  • Alpha Gamma Delta

Registered States:

AK, AR, AZ, CA, CO, FL, HI, LA, MN, NV, NY, OH, OR, PA, RI, SC, SD, TN, TX, WA