Knowledge, experience, leadership And the confidence to pursue your goals
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Institutional Consultant |
Walnut Creek, CA |
November 2003 - Present |
Smith Barney |
Vice President - Investments |
Walnut Creek, CA |
October 2001 - November 2003 |
Smith Barney |
Assistant Branch Manager |
Palo Alto, CA |
May 1999 - October 2001 |
Smith Barney |
Sales Manager |
Seattle, WA |
July 1994 - May 1999 |
Accomplishments
- Certified Investment Management Analyst, Investment Management Consultants Association
- CERTIFIED FINANCIAL PLANNER™ (CFP®), College for Financial Planning
Education
- B.A. Finance & Marketing, University of Oregon, 1989
- M.B.A. Finance, Marketing & Management, University of Oregon, 1991
Personal & Community
- Board of Directors - Development Director, Diablo Regional Arts Association
- Board of Directors - Vice Chairman, Investment Management Consultants Association
Registered States:
AK, AZ, CA, CT, DC, DE, FL, GA, HI, ID, MA, MD, MI, MO, MT, NC, NJ, NM, NV, NY, OR, PA, PR, SC, SD, TX, VA, WA, WI