Experience Makes all the difference

As a Managing Director with over 30 years of experience in the securities industry, Lisa brings a high level of expertise to the challenges faces by high net worth individuals, families, corporate retirement plans, and foundations. By guiding her clients through the complex planning process, Lisa provides unique solutions throughout the wealth accumulation, distribution, and into the bequest and multi-generational planning process. Her work includes the tax efficient management and distribution of trust and retirement plan assets, maximizing social security benefits, equity compensation plans, and portfolio management. She has conducted corporate seminars at Fortune 500 companies and been featured in various publications including The Wall Street Journal, Forbes, On Wall Street, Fortune Magazine, The Los Angeles Times, and has been recognized on multiple occasions on the prestigious Barron's Top 100 Women's Financial Advisor list.

Lisa is a graduate from California State University, Dominguez Hills and has worked at UBS (formerly Paine Webber) for 25 years. Her credentials include the Certified Financial Planner designation, Certified Investment Management Analyst designation from The Wharton School, and Certified Retirement Plan Specialist designation.

Lisa serves as a mentor for the Youth Leadership Council at Operation Jump Start and as a member of the Board of Directors for Memorial Medical Center Foundation locally in her community. Lisa lives in Long Beach with her husband of 28 years and their family of four rescue cats and dogs.

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Managing Director – Wealth Management

Long Beach, CA

- Present

Registered States:

AK, AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, MA, MI, MN, MT, NC, NJ, NM, NV, NY, OK, OR, PA, SC, SD, TN, TX, VA, WA, WI