Knowledge, experience, leadership And the confidence to pursue your goals

Mark began his professional investment career in 1985. He is a CERTIFIED FINANCIAL PLANNER™ (CFP®) certificant, a Registered Securities Principal and a Certified Investment Management Analyst (CIMA®), earning these designations in 1990, 1994, and 1999, respectively. For the past decade, Mark's business focus has been to serve as an investment management consultant to trustees of pension, health and welfare, and defined-contribution plans.

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Senior Vice President - Investments - Institutional Consultant

Nashville

December 2002 - Present

Prudential Securities

First Vice President

Nashville

November 1996 - December 2002

First New York Securities

Partner

Nashville

June 1993 - November 1996

Hampton Advisors

Managing Director

Nashville

June 1992 - June 1993

Merrill Lynch

Assistant Vice President

Nashville

July 1985 - June 1992

Accomplishments

  • Institutional Consultant, UBS Institutional Consulting
  • CERTIFIED FINANCIAL PLANNER™ (CFP®)

Education

  • Certified Investment Management Analyst (CIMA), Wharton School of Business Administration, University of Pennsylvania, 1999
  • B.S. Business Administration, University of Tennessee, 1978

Registered States:

AL, AR, AZ, CA, CO, DC, DE, FL, GA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, VT, WA, WI, WV