Knowledge, experience, leadership And the confidence to pursue your goals
Mark began his professional investment career in 1985. He is a CERTIFIED FINANCIAL PLANNER™ (CFP®) certificant, a Registered Securities Principal and a Certified Investment Management Analyst (CIMA®), earning these designations in 1990, 1994, and 1999, respectively. For the past decade, Mark's business focus has been to serve as an investment management consultant to trustees of pension, health and welfare, and defined-contribution plans.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Vice President - Investments - Institutional Consultant |
Nashville |
December 2002 - Present |
Prudential Securities |
First Vice President |
Nashville |
November 1996 - December 2002 |
First New York Securities |
Partner |
Nashville |
June 1993 - November 1996 |
Hampton Advisors |
Managing Director |
Nashville |
June 1992 - June 1993 |
Merrill Lynch |
Assistant Vice President |
Nashville |
July 1985 - June 1992 |
Accomplishments
- Institutional Consultant, UBS Institutional Consulting
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Education
- Certified Investment Management Analyst (CIMA), Wharton School of Business Administration, University of Pennsylvania, 1999
- B.S. Business Administration, University of Tennessee, 1978
Registered States:
AL, AR, AZ, CA, CO, DC, DE, FL, GA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, VT, WA, WI, WV