Sean began his career in one of the equity market's most tumultuous months on record—and over the years has helped clients manage their wealth through good times and bad. As a portfolio manager, Sean  emphasizes asset allocation with a focus on retirement income planning. Sean's clients benefit from his knowledge having attained the CERTIFIED FINANCIAL PLANNER^™ (CFP®) and Certified Investment Management Analyst® (CIMA®) designations.

As a CFP® professional Sean had to complete a comprehensive course covering topics such as education planning, retirement planning, investment planning, income tax planning, estate planning, insurance planning and ethics. Anyone can call themselves a financial planner but only those who have fulfilled the certification and renewal requirements of the CFP® board can display the CFP® mark.

As a CIMA® professional, Sean graduated from the Yale School of Management taking a course specifically designed to better construct portfolios for clients. Using different risk metrics and combining behavioral finance, Sean is able to properly navigate the most appropriate portfolio for each client situation.

Having these designations demonstrates Sean's ongoing dedication for knowledge and using that knowledge to benefit clients.

Sean's degree is in management from Cal State Northridge. He and his wife Diana enjoy spending time outdoors hiking, golfing, camping, scuba diving, traveling and enjoying new restaurants with friends and family. They both enjoy serving the community through philanthropic giving and time.

Registered States:
AZ, CA, CO, CT, FL, HI, IN, KY, MA, MN, NC, NJ, NY, OR, SC, TX, VA

Richard has a history of providing exemplary service to clients and Financial Advisors through effective account administration. He started his career at Citigroup, where he has experience working with high-net-worth individuals and families. He has a passion for customer support and works as a conduit for advisors and clients to ensure client transactions are accurate and compliant.

With clients, Richard has noticed an increasing demand for knowledgeable administration of retirement plans for businesses and their employees. As a Chartered Retirement Plan Specialist (CRPS), Richard can help business owners and employees to maximize retirement plan benefits.

Richard holds Series 7 and 66 licenses and graduated from UCLA. In his leisure time, Richard enjoys watching sports, listening to music from the 90s, and playing with his dog, Bruce. He is also a member of the Pasadena Tournament of Roses where he has helped to ensure the success of the Rose Parade since 2013.

Registered States:
CA