Experience Makes all the difference

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Senior Vice President - Investments

Sacramento, CA

January 2009 - Present

Morgan Stanley

Senior Vice President - Investments

Sacramento, CA

September 2000 - January 2009

Smith Barney

Senior Vice President - Investments, Financial Advisor

Sacramento, CA

July 1991 - September 2000

Accomplishments

  • CERTIFIED FINANCIAL PLANNER (CFP®)
  • Certified Investment Management Analyst (CIMA®)
  • Chartered Advisor in Philanthropy (CAP®)
  • Wealth Advisor, UBS Financial Services Inc.

Education

  • The Wharton School, University of Pennsylvania - IMCA Certified Investment Management Analyst Program
  • California State University - Sacramento

Licenses

  • State of California, Life and Health Insurance Licensed (#0C07555)

Personal & Community

  • Planned Giving Forum of Greater Sacramento - President
  • California Musical Theatre Foundation - Director
  • Member and past Board Member of the Sacramento Estate Planning Council
  • Member of the Northern California Financial Planning Association
  • Member of the Investment Management Consultants Association

Registered States:

CA, GA, HI, MA, MI, NC, NY, TX, WA