Knowledge, experience, leadership And the confidence to pursue your goals
Mike Karl is a Senior Retirement Plan Consultant and is a CERTIFIED FINANCIAL PLANNER™ (CFP©). He is also a Certified Investment Management Analyst (CIMA©). Mike has over 35 years of experience in the financial services industry, 33 years with UBS Financial Services (Piper Jafray). Mike has a B.A. in Commerical Economics from South Dakota State University. Mike's hobbies include flying, golf, running, hunting and music. He resides in St. Cloud with his wife.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Vice President - Wealth Management |
St. Cloud, MN |
August 2006 - Present |
Piper Jaffray |
Senior Vice President - Investments |
St. Cloud, MN |
July 1981 - August 2006 |
First American Trust Co |
Trust Investments |
St. Cloud, MN |
December 1979 - July 1981 |
Accomplishments
- President's Council or Pacesetter Council, UBS, 2007-2011
- NABCAP Top Wealth Advisor Award, Minneapolis/St. Paul Business Journal, 2011 and 2012
- CERTIFIED FINANCIAL PLANNER (CFP®)
- President's Council, Piper Jaffray, 1994, and 1996 - 2006
- VIP Council, Piper Jaffray, 1991 - 1993, and 1995
Education
- B.A. Commercial Economics, South Dakota State University, 1979
- Certified Investment Management Anaylst, (CIMA®),
Licenses
- Series 31, Managed Futures Representative
- Series 63, Uniform Securities State Agent
- Series 65, Investment Advisor Representative
- Life, Health and Variable Annuity Insurance Licensed: FL, MN, NM, TX, WI
- Series 7, General Securities Representative; Series 9 & 10, General Securities Sales Supervisor
Personal & Community
- Involved in Central MN Community Foundation, Boy Scouts of Central MN, Central MN Youth Hockey, and Boys and Girls Club of Central MN
- Hobbies include flying, golf, running, hunting, and music
- Crusade Choir Director at First Presbyterian Church of St. Cloud for 25 years. Member of Finance and Endowment Committee
- Reside in St. Cloud for past 25 years, with wife and two children
Registered States:
AZ, CA, CO, DE, FL, HI, IA, ID, MA, MI, MN, MT, NC, NM, NV, NY, OR, SD, TN, TX, VA, WA, WI