Knowledge, experience, leadership And the confidence to pursue your goals

Mike is an Institutional Consultant and Senior Retirement Plan Specialist with UBS Institutional Consulting Group. He has over 25 years of institutional investment experience including 14 years at UBS. Prior to joining UBS, Mike was a partner in an Australian-headquartered investment banking firm, as well as a portfolio manager with a private alternatives investment firm. Mike's responsibilities include investment policy planning assistance, asset allocation modeling, investment manager evaluation, and ongoing consulting and performance measurement reviews.

Mike earned a Bachelor of Arts in Political Science (International Relations) from UCLA where he also played for the Bruins baseball team. He completed his graduate studies at the University of Chicago Booth School of Business, where he earned an MBA in Finance and Accounting. He has earned the Certified Investment Management Analyst (CIMA®) designation from the Wharton School of Finance. Mike has also been a featured guest speaker on various topics at national investment conferences, and his research has been published as a white paper at UBS for client distribution.

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

First Vice President - Investments

Menlo Park

January 2002 - Present

Accomplishments

  • Certified Investment Management Analyst (CIMA®), Wharton School of Finance

Education

  • M.B.A. Finance and Accounting, University of Chicago
  • B.A. Political Science, UCLA

Registered States:

AZ, CA, CO, FL, MI, OR, VA, WA, WI, WY