Knowledge Powered by experience
- Listed in the top 1200 investment advisors in USA by Barron's Magazine 2016
- Listed in the top 1000 investment advisors in USA by Barron's Magazine, 2009, 2010, 2011, 2012 and 2013
- Listed in the top 100 investment advisors by Registered Representative Magazine 2007
- Listed in the Financial times as one of the top 400 Investment advisors in the USA in 2013 & 2014
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Managing Director -Wealth Management |
Lafayette, LA |
October 1985 - Present |
Shearson Lehman Brothers |
Financial Consultant |
Lafayette, LA |
May 1982 - October 1985 |
Accomplishments
- Nominated by UBS to Barron's Magazine for the top 100 Financial Advisors in the USA in 2007, 2008,2009 ,2010,2011, 2016
- Listed in Financial Times top 400 Financial Advisors in America 2013 & 2014
- 2006 Outstanding Broker Award Registered Representative Magazine & 2007 Top 100 Wirehouse advisors in America Registered Rep Magazine
- Listed in Barron's 2009, 2010 .2011. 2012 and 2013 as one of the top 1000 Investment advisors in USA, top 1200 Barron's 2016
- 2005 Listed as one of the top Brokers in the United States by Winners Circle evaluation of top Financial Advisors in USA
Education
- United States Army Warrant Officer/Helicopter Pilot, 1976 - 1982
- B.S., Louisiana State University, 1975
Licenses
- Series 9 Option, Series 10 NASD General Securities Sales Supervisor/NYSE Branch Office Manager
- Life, Health Insurance and Variable Annuity Licensed: CA (#0B70285), NY, LA, TX
- Series 3, National Commodity Futures
- Series 7, General Securities Representative
- Series 63, Uniform Securities Agent, Series 66 Investment Advisor Representative
Personal & Community
- Commercial rated Pilot in Fixed wing and Helicopters, Instrument rated, Certified Flight Instructor
Registered States:
AL, AR, CA, CO, FL, GA, HI, IL, KY, LA, ME, MI, MS, NC, NM, NV, NY, PA, SC, TN, TX, UT, VA, WA