Experience Makes all the difference

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

First Vice President - Investments

Houston

July 2001 - Present

Morgan Stanley Dean Witter

First Vice President - Investments

Houston

July 1990 - July 2001

Accomplishments

  • Pacesetter Club Level Award, UBS Financial Services Inc.
  • Directors Club, Morgan Stanley Dean Witter
  • CERTIFIED FINANCIAL PLANNER™ (CFP®), Rice University

Education

  • B.B.A Marketing, University of Texas at Austin, 1989
  • Graduate of The Kinkaid School, 1985

Licenses

  • Series 63, Uniform Securities State Agent
  • Health, Life, Long-Term Care Insurance and Annuity Sales Licensed: AZ, CA (#0D52676), CO, LA, OK, TX
  • Series 7, General Securities Representative

Personal & Community

  • St. John the Divine Episcopal Church, Member since 1969
  • The Junior League of Houston Inc., Member since 1991
  • Resides in Briargrove with sons, Dennis and Stewart
  • Financial Planning Association, Member

Registered States:

AL, AR, AZ, CA, CO, FL, GA, IA, IL, KY, MD, MI, MN, NC, NE, NM, NV, NY, OK, OR, SC, TN, TX, UT, VA, WA