Experience
Makes all the difference
I began my career in one of the equity market's most tumultuos months on record, October 1987. Over the past 29 years, I have helped clients manage their wealth through good times and bad. I joined UBS in 2008 after 21 years at Morgan Stanley.
I manage assets discretionarily for my clients and for other Advisors' clients. I am FINRA - registered and hold Series 7 and 63 securities licenses.
My bachelor of arts degree is from Northwestern University. I completed the Investment Consultant program at the Wharton School at the University of Pennsylvania. I was awarded the Certified Portfolio Manager designation by the Academy of Certified Portfolio Managers program at the Fu Foundation School of Engineering and Applied Science at Columbia University and was the Valedictorian of the 2012 class. I am currently a board member of the Academy of Certified Portfolio Managers.
My wife, Susan, and I live with our three children, Maddy, Henry and Winston in Chesterland, Ohio and Steuben, Maine.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Vice President - Investments |
Cleveland, OH |
September 2008 - Present |
Morgan Stanley |
Vice President |
Cleveland, OH |
June 1987 - September 2008 |
Accomplishments
- Senior Portfolio Manager, Portfolio Management Program, UBS Financial Services Inc.
Education
- B.A., Northwestern University
- The Wharton School of the University of Pennsylvania, Investment Consultant Program
- Columbia University, Fu Foundation School of Engineering and Applied Science, ACPM Certified Portfolio Manager
Registered States:
AZ, CA, CT, DC, FL, IL, IN, KS, MA, MD, ME, MI, MO, NE, NH, NY, OH, OR, PA, SC, TN, TX, VA