James joined UBS in 2017 as a Financial Advisor at the Wealth Advice Center in New York, currently a Wealth Strategy Associate providing financial planning and investment support. Prior to UBS, James worked at TD Ameritrade and East West Bank. James graduated with his M.S. from Johns Hopkins University and holds securities licenses Series 7, 65 and 63. James is fluent in Mandarin Chinese and English.
Registered States:
CA, NY, PA