We are here to provide quality strategies customized to your needs–and to be your primary source of financial advice. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.
Peter A. Goffin
Peter brings more than 35 years of experience in financial services, having started at Kidder Peabody in 1981. He and his team establish long term partnership with affluent clients and their families to help them make decisions on how to grow and preserve their assets with a focus on retirement, estate, and cash flow strategies. Peter earned the Wealth Advisor designation after successfully completing UBS's rigorous Wealth Advisory and Wealth Management program. Peter has a double major in Economics and Government from American University.
Peter and his wife, Marsha, reside in Falmouth. They have a daughter, Kathryn and a son, Benjamin. Peter is very involved in the community, especially with the Falmouth Memorial Library and Rotary International.
AK, CA, CO, CT, FL, IA, MA, ME, MN, MT, NC, NH, NV, NY, OR, PA, RI, SC, UT, VA, VT, WA, WI
John R. Dolloff
John joined the firm in 1989 and works as a UBS Institutional Consultant. He is a member of the Investment Management Consultants Association and holds IMCA® Certified Investment Management Analyst® designation. He provides assistance in investment policy development, asset class optimization, investment manager selection and performance evaluation to Maine and New Hampshire businesses, business owners, their families and the charitable organizations they support.
Originally from Exeter, NH, John resides in Cumberland with his wife Alita, and their children Chase, Thomas and Jillian.
CA, CO, CT, FL, HI, LA, MA, ME, MT, NH, NV, NY, OR, PA, RI, SC, UT, VA, VT, WA, WI
Peter C. Johnson
After serving as a Captain in the U.S. Air Force, Peter began his career in the securities industry as a regulator for the State of Wyoming. He then moved to Dain Bosworth & Company as a Municipal Bond Specialist, and in 1986, joined Kidder Peabody in Portland, Maine as a Financial Advisor. He is enthusiastic about portfolio customization using individual equities, bonds, mutual funds and occasionally options, in an effort to provide each client a customized experience.
Peter earned his Bachelor's degree from Grove City College and his M.B.A. from the University of Wyoming.
CA, CO, CT, FL, GA, IL, MA, ME, MI, MT, NH, NV, NY, OH, OR, PA, RI, SC, TN, UT, VA, VT, WA, WI
Stephanie started in the financial services industry in the late 1990's and joined UBS in 2000. For the past several years, Stephanie has taken the lead in delivering financial planning services to our clients. In this role, Stephanie helps clients define and prioritize their life goals in order to carefully design a financial plan that will help them achieve their goals. Stephanie graduated from the University of Maine with a Bachelors of Science degree in Business Administration and earned the CERTIFIED FINANCIAL PLANNERTM designation in 2013.
Originally from Auburn, Maine, Stephanie resides in Scarborough with her daughter Amelia.
CA, FL, MA, ME, NH, NY, RI, SC, VA, VT, WA
Lisa started in the financial services industry in 1987, joining UBS Financial Services in 1994. Lisa's focus will be on the operational side of the wealth management business and she will be responsible for client account administration. Lisa is here to solve problems, answer questions, provide solutions and proactively communicate important information to make sure clients have clarity about the administrative aspects of their relationship.
Lisa holds Series 7, 63, and 66 licenses.
Outside of the office Lisa enjoys spending time with her family and her mixed terrier Baxter.
CA, CO, CT, FL, GA, HI, IA, MA, ME, MN, MT, NH, NV, NY, OR, PA, RI, SC, UT, VA, VT, WA